SNC
FGB

Stifel Nicolaus & Co’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

Stifel Nicolaus & Co’s Portfolio FGB Stock Details FGB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$238K Sell
29,151
-11,319
-28% -$93.9K ﹤0.01% 1269
2013
Q2 		$338K Buy
+40,470
New +$342K 0.01% 1023

Other funds holding FGB

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AA
Apriem Advisors Irvine, California $1.05B AUM 22.09% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
AIG
American International Group New York $609M AUM 23.67% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Stifel Nicolaus & Co's FGB Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its First Trust Specialty Finance and Financial Opportunities Fund (FGB) stake by 28% in Q3 2013, selling an estimated $93.9K and leaving 29,151 shares worth $238K. The position accounts for ﹤0.01% of the portfolio, ranked #1269.

Stifel Nicolaus & Co first reported a position in FGB in Q2 2013 and has held it in 2 quarters since. The position peaked at $338K in Q2 2013. 15 funds tracked by Wall St. Rank hold FGB as of Q3 2013.

  • Stifel Nicolaus & Co held 29,151 shares of First Trust Specialty Finance and Financial Opportunities Fund worth $238K as of Q3 2013.
  • Stifel Nicolaus & Co sold 11,319 First Trust Specialty Finance and Financial Opportunities Fund shares in Q3 2013, an estimated $93.9K.
  • First Trust Specialty Finance and Financial Opportunities Fund made up ﹤0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #1269 holding.
  • Stifel Nicolaus & Co first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $338K in Q2 2013.
  • 15 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.