LTFS
FGB

Ladenburg Thalmann Financial Services’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FGB Stock Details FGB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$1.31M Buy
218,721
+22,914
+12% +$140K 0.01% 1095
2019
Q3 		$1.21M Buy
195,807
+10,098
+5% +$62.4K 0.01% 1105
2019
Q2 		$1.15M Buy
185,709
+20,109
+12% +$125K 0.01% 1135
2019
Q1 		$1.02M Buy
165,600
+127,558
+335% +$767K 0.01% 1178
2018
Q4 		$198K Buy
38,042
+2,300
+6% +$13.8K ﹤0.01% 2259
2018
Q3 		$227K Buy
35,742
+8,650
+32% +$54.6K ﹤0.01% 2218
2018
Q2 		$163K Hold
27,092
– – ﹤0.01% 2394
2018
Q1 		$163K Sell
27,092
-3,190
-11% -$19.6K ﹤0.01% 2394
2017
Q4 		$186K Buy
30,282
+5,007
+20% +$32.8K ﹤0.01% 2257
2017
Q3 		$173K Buy
25,275
+12,135
+92% +$85.3K ﹤0.01% 2213
2017
Q2 		$95K Buy
+13,140
New +$97K ﹤0.01% 2543
2016
Q3 		– Sell
-226
Closed -$1K – 4800
2016
Q2 		$1K Sell
226
-625
-73% -$3.82K ﹤0.01% 4555
2016
Q1 		$5K Hold
851
– – ﹤0.01% 4065
2015
Q4 		$4K Hold
851
– – ﹤0.01% 4129
2015
Q3 		$5K Sell
851
-375
-31% -$2.32K ﹤0.01% 3923
2015
Q2 		$7K Buy
1,226
+226
+23% +$1.64K ﹤0.01% 3880
2015
Q1 		$8K Hold
1,000
– – ﹤0.01% 3753
2014
Q4 		$8K Buy
1,000
+375
+60% +$3K ﹤0.01% 3516
2014
Q3 		$5K Hold
625
– – ﹤0.01% 3393
2014
Q2 		$5K Sell
625
-14,119
-96% -$108K ﹤0.01% 3372
2014
Q1 		$114K Buy
14,744
+511
+4% +$4.04K ﹤0.01% 1428
2013
Q4 		$112K Sell
14,233
-497
-3% -$4.01K ﹤0.01% 1403
2013
Q3 		$120K Sell
14,730
-352
-2% -$2.92K ﹤0.01% 1287
2013
Q2 		$126K Buy
+15,082
New +$127K ﹤0.01% 1191

Other funds holding FGB

RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
FHA
Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return
QCIG
Quad-Cities Investment Group Davenport, Iowa $278M AUM 22.38% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GLA
Good Life Advisors Reading, Pennsylvania $1.6B AUM 15.83% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FGB Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its First Trust Specialty Finance and Financial Opportunities Fund (FGB) stake by 12% in Q4 2019, buying an estimated $140K and bringing the position to 218,721 shares worth $1.31M. The position accounts for 0.01% of the portfolio, ranked #1095.

Ladenburg Thalmann Financial Services first reported a position in FGB in Q2 2013 and has held it in 24 quarters since. 26 funds tracked by Wall St. Rank hold FGB as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 218,721 shares of First Trust Specialty Finance and Financial Opportunities Fund worth $1.31M as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 22,914 First Trust Specialty Finance and Financial Opportunities Fund shares in Q4 2019, an estimated $140K.
  • First Trust Specialty Finance and Financial Opportunities Fund made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1095 holding.
  • Ladenburg Thalmann Financial Services first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q2 2013 and has held it in 24 quarters since.
  • 26 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.