FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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20 hedge funds and large institutions have $6.07M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
20
Holders Change
-1
Holders Change %
-4.76%
% of All Funds
0.53%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
6
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IH
IFC Holdings
Florida
+$461K
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$137K
3
AIG
American International Group
New York
+$85.1K
4
LPL Financial
LPL Financial
California
+$78.2K
5
Ameriprise
Ameriprise
Minnesota
+$77K

Top Sellers

1
AA
Apriem Advisors
California
-$946K
2
DA
Doliver Advisors
Texas
-$241K
3
BW
Bison Wealth
Georgia
-$69K
4
VKH
Virtu KCG Holdings
New York
-$61K
5
Morgan Stanley
Morgan Stanley
New York
-$58.5K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$3.43M +$9.24K +1,497 +0.3%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$637K -$8.54K -1,385 -1%
IH
3
IFC Holdings
Florida
$621K +$461K +74,872 +288%
AIG
4
American International Group
New York
$443K +$85.1K +13,799 +24%
LPL Financial
5
LPL Financial
California
$224K +$78.2K +13,156 +54%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$137K +$137K +22,217 New
Bank of America
7
Bank of America
North Carolina
$100K -$7.66K -1,240 -7%
CIA
8
Capital Investment Advisors
Georgia
$81K – – –
Ameriprise
9
Ameriprise
Minnesota
$77K +$77K +12,444 New
DA
10
Doliver Advisors
Texas
$74K -$241K -38,779 -76%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$71K +$1.43K +232 +2%
Morgan Stanley
12
Morgan Stanley
New York
$41K -$58.5K -9,406 -59%
SF
13
Synovus Financial
Georgia
$41K – – –
BFEC
14
Benjamin F. Edwards & Company
Missouri
$40K – – –
UBS Group
15
UBS Group
Switzerland
$22K -$55.6K -9,143 -72%
FNBT
16
FineMark National Bank & Trust
Florida
$19K – – –
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$5K – – –
IA
18
IFP Advisors
Florida
$3K +$1.2K +167 +67%
TRCT
19
Tower Research Capital (TRC)
New York
$1K -$6.49K -1,297 -87%
AA
20
Apriem Advisors
California
– -$946K -169,787 Closed
BW
21
Bison Wealth
Georgia
– -$69K -12,391 Closed
VKH
22
Virtu KCG Holdings
New York
– -$61K -11,030 Closed