FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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2 hedge funds and large institutions have $195K invested in First Trust Specialty Finance and Financial Opportunities Fund in 2025 Q2 according to their latest regulatory filings, with 0 funds opening new positions, 0 increasing their positions, 2 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2
Holders Change
-38
Holders Change %
-95%
% of All Funds
0.03%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
–
Reduced
2
Closed
38
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$4.92M
2
LPL Financial
LPL Financial
California
-$4.47M
3
SCM
Saba Capital Management
New York
-$3.01M
4
Morgan Stanley
Morgan Stanley
New York
-$2.87M
5
AC
Almitas Capital
California
-$917K
Name Holding Trade Value Shares
Change 		Shares
Change %
Osaic Holdings
1
Osaic Holdings
Arizona
$173K -$26.7K -6,336 -13%
IA
2
IFP Advisors
Florida
$21.6K -$2.6K -626 -11%
SIA
3
Sit Investment Associates
Minnesota
– -$4.92M -1,145,200 Closed
LPL Financial
4
LPL Financial
California
– -$4.47M -1,039,701 Closed
SCM
5
Saba Capital Management
New York
– -$3.01M -699,009 Closed
Morgan Stanley
6
Morgan Stanley
New York
– -$2.87M -666,795 Closed
AC
7
Almitas Capital
California
– -$917K -213,254 Closed
RCM
8
Rivernorth Capital Management
Florida
– -$763K -177,521 Closed
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
– -$744K -173,046 Closed
AIA
10
Absolute Investment Advisers
Florida
– -$635K -147,697 Closed
AFG
11
Atomi Financial Group
New York
– -$570K -132,443 Closed
CL
12
CSS LLC
Illinois
– -$533K -124,039 Closed
CC
13
CF Capital
Massachusetts
– -$382K -96,932 Closed
Wells Fargo
14
Wells Fargo
California
– -$344K -79,986 Closed
NS
15
NBC Securities
Alabama
– -$309K -72,081 Closed
UPS
16
UHLMANN PRICE SECURITIES
Illinois
– -$279K -64,884 Closed
SFC
17
SYM Financial Corp
Indiana
– -$254K -59,171 Closed
Raymond James Financial
18
Raymond James Financial
Florida
– -$249K -57,855 Closed
QL
19
Quarry LP
New York
– -$245K -56,895 Closed
GLA
20
Good Life Advisors
Pennsylvania
– -$222K -51,538 Closed
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
– -$134K -31,094 Closed
CAG
22
Csenge Advisory Group
Florida
– -$92.3K -23,980 Closed
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
– -$94K -21,765 Closed
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
– -$86K -19,957 Closed
MCM
25
Mendel Capital Management
Arkansas
– -$85.7K -19,940 Closed
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