We are live on ! Find out more
FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Delisted

FGB was delisted on the 27th of June, 2025.

Back to rankings

1 hedge funds and large institutions have $21.6K invested in First Trust Specialty Finance and Financial Opportunities Fund in 2025 Q2 according to their latest regulatory filings, with 0 funds opening new positions, 0 increasing their positions, 1 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed

37.17% less ownership

Funds ownership: 37.2% → 0.04% (-37%)

98% less funds holding

Funds holding: 40 → 1 (-39)

100% less capital invested

Capital invested by funds: $22.9M → $21.6K (-$22.9M)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 39

100% less repeat investments, than reductions

Existing positions increased: 0 | Existing positions reduced: 1

Holders
1
Holders Change
-39
Holders Change %
-97.5%
% of All Funds
0.01%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
–
Reduced
1
Closed
39
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
-$4.92M
2
LPL Financial
LPL Financial
California
-$4.47M
3
SCM
Saba Capital Management
New York
-$3.01M
4
Morgan Stanley
Morgan Stanley
New York
-$2.87M
5
AC
Almitas Capital
California
-$917K
Name Holding Trade Value Shares
Change 		Change in
Stake
IA
1
IFP Advisors
Florida
$21.6K -$2.49K -626 -11%
SIA
2
Sit Investment Associates
Minnesota
– -$4.92M -1,145,200 Closed
LPL Financial
3
LPL Financial
California
– -$4.47M -1,039,701 Closed
SCM
4
Saba Capital Management
New York
– -$3.01M -699,009 Closed
Morgan Stanley
5
Morgan Stanley
New York
– -$2.87M -666,795 Closed
AC
6
Almitas Capital
California
– -$917K -213,254 Closed
RCM
7
Rivernorth Capital Management
Florida
– -$763K -177,521 Closed
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
– -$744K -173,046 Closed
AIA
9
Absolute Investment Advisers
Florida
– -$635K -147,697 Closed
AFG
10
Atomi Financial Group
New York
– -$570K -132,443 Closed
CL
11
CSS LLC
Illinois
– -$533K -124,039 Closed
CC
12
CF Capital
Massachusetts
– -$382K -96,932 Closed
Wells Fargo
13
Wells Fargo
California
– -$344K -79,986 Closed
NS
14
NBC Securities
Alabama
– -$309K -72,081 Closed
UPS
15
UHLMANN PRICE SECURITIES
Illinois
– -$279K -64,884 Closed
SFC
16
SYM Financial Corp
Indiana
– -$254K -59,171 Closed
Raymond James Financial
17
Raymond James Financial
Florida
– -$249K -57,855 Closed
QL
18
Quarry LP
New York
– -$245K -56,895 Closed
GLA
19
Good Life Advisors
Pennsylvania
– -$222K -51,538 Closed
Osaic Holdings
20
Osaic Holdings
Arizona
– -$204K -47,443 Closed
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
– -$134K -31,094 Closed
CAG
22
Csenge Advisory Group
Florida
– -$92.3K -23,980 Closed
Carson Wealth (CWM LLC)
23
Carson Wealth (CWM LLC)
Nebraska
– -$94K -21,765 Closed
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
– -$86K -19,957 Closed
MCM
25
Mendel Capital Management
Arkansas
– -$85.7K -19,940 Closed
1
2

FGB Hedge Fund Activity: Q2 2025 in Review

1 of the 7,595 institutional investors tracked by Wall St. Rank reported a position in First Trust Specialty Finance and Financial Opportunities Fund (FGB) for Q2 2025, worth a combined $21.6K — down 100% from $22.9M a quarter earlier.

Sellers outnumbered buyers: 39 funds closed out of FGB and 0 opened new positions — a net loss of 39 holders — while 1 trimmed existing stakes and 0 added.

The largest seller was Sit Investment Associates, exiting entirely with an estimated $4.92M sold.

  • 1 institutional investor held First Trust Specialty Finance and Financial Opportunities Fund (FGB) as of Q2 2025, down from 40 in Q1 2025.
  • Funds reported $21.6K of First Trust Specialty Finance and Financial Opportunities Fund stock for Q2 2025, down 100% quarter-over-quarter.
  • 0 funds opened new First Trust Specialty Finance and Financial Opportunities Fund positions in Q2 2025 and 39 closed out, a net change of -39 holders.
  • The largest First Trust Specialty Finance and Financial Opportunities Fund seller in Q2 2025 was Sit Investment Associates, an estimated $4.92M sold.

Based on aggregated 13F filings for Q2 2025.