FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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22 hedge funds and large institutions have $11.3M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2018 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 14 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
22
Holders Change
-2
Holders Change %
-8.33%
% of All Funds
0.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
14
Reduced
4
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AG
Advisor Group
Arizona
+$543K
2
CA
Cetera Advisors
Colorado
+$156K
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$144K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$54.9K
5
QCIG
Quad-Cities Investment Group
Iowa
+$36.7K

Top Sellers

1
GC
Guggenheim Capital
Illinois
-$389K
2
FHA
Flagship Harbor Advisors
Massachusetts
-$85.1K
3
RA
RFG Advisory
Alabama
-$63K
4
Morgan Stanley
Morgan Stanley
New York
-$32.8K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$11.6K
Name Holding Trade Value Shares
Change 		Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$2.31M +$144K +22,701 +7%
Wells Fargo
2
Wells Fargo
California
$1.67M +$2.48K +391 +0.1%
FHA
3
Flagship Harbor Advisors
Massachusetts
$1.43M -$85.1K -13,516 -6%
QCIG
4
Quad-Cities Investment Group
Iowa
$1.03M +$36.7K +5,782 +4%
CA
5
Cetera Advisors
Colorado
$967K +$156K +24,532 +19%
AG
6
Advisor Group
Arizona
$866K +$543K +85,719 +169%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$618K +$18.1K +2,856 +3%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$470K +$4.98K +791 +1%
LPL Financial
9
LPL Financial
California
$375K +$5.61K +884 +2%
Morgan Stanley
10
Morgan Stanley
New York
$336K -$32.8K -5,173 -9%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$249K -$11.6K -1,833 -4%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$227K +$54.9K +8,650 +32%
GLA
13
Good Life Advisors
Pennsylvania
$188K +$293 +46 +0.2%
SFC
14
SYM Financial Corp
Indiana
$168K – – –
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$134K +$746 +118 +0.6%
Stifel Financial
16
Stifel Financial
Missouri
$92K +$614 +98 +0.7%
UBS Group
17
UBS Group
Switzerland
$61K +$28.9K +4,564 +90%
Bank of America
18
Bank of America
North Carolina
$19K +$457 +71 +2%
APA
19
American Portfolios Advisors
New York
$13.3K – – –
ACS
20
Archford Capital Strategies
Illinois
$13K – – –
AIM
21
Advantage Investment Management
Iowa
$7K -$2.54K -376 -27%
ASN
22
Advisory Services Network
Georgia
$6K – – –
GC
23
Guggenheim Capital
Illinois
– -$389K -64,805 Closed
RA
24
RFG Advisory
Alabama
– -$63K -10,546 Closed