First Trust Specialty Finance and Financial Opportunities Fund
FGB was delisted on the 27th of June, 2025.
18 hedge funds and large institutions have $11.7M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 4 closing their positions.
0.6% more ownership
Funds ownership: 9.78% → 10.38% (+0.6%)
0% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 4
0% more repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 6
0% less capital invested
Capital invested by funds: $11.7M → $11.7M (-$8.57K)
5% less funds holding
Funds holding: 19 → 18 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$588K |
| 2 |
B
Baird
Milwaukee,
Wisconsin
|
+$422K |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$271K |
| 4 |
AA
Apriem Advisors
Irvine,
California
|
+$133K |
| 5 |
Wells Fargo
San Francisco,
California
|
+$115K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$464K |
| 2 |
LPL Financial
San Diego,
California
|
-$171K |
| 3 |
VKH
Virtu KCG Holdings
New York
|
-$86K |
| 4 |
DA
Doliver Advisors
Houston,
Texas
|
-$63.7K |
| 5 |
WRM
Westport Resources Management
Westport,
Connecticut
|
-$50K |
FGB Hedge Fund Activity: Q4 2014 in Review
18 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in First Trust Specialty Finance and Financial Opportunities Fund (FGB) for Q4 2014, worth a combined $11.7M — down 0.07% from $11.7M a quarter earlier.
Fund positioning in FGB was balanced in Q4 2014: 4 funds opened new positions, 4 closed out, 6 added to existing stakes and 6 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $588K. The largest seller was Advisors Asset Management, cutting an estimated $464K.
- 18 institutional investors held First Trust Specialty Finance and Financial Opportunities Fund (FGB) as of Q4 2014, down from 19 in Q3 2014.
- Funds reported $11.7M of First Trust Specialty Finance and Financial Opportunities Fund stock for Q4 2014, down 0.07% quarter-over-quarter.
- 4 funds opened new First Trust Specialty Finance and Financial Opportunities Fund positions in Q4 2014 and 4 closed out, a net change of 0 holders.
- The largest First Trust Specialty Finance and Financial Opportunities Fund buyer in Q4 2014 was Morgan Stanley, an estimated $588K added.
- The largest First Trust Specialty Finance and Financial Opportunities Fund seller in Q4 2014 was Advisors Asset Management, an estimated $464K sold.
Based on aggregated 13F filings for Q4 2014.