FGB

First Trust Specialty Finance and Financial Opportunities Fund

Delisted

FGB was delisted on the 27th of June, 2025.

18 hedge funds and large institutions have $11.7M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 4 closing their positions.

Holders
18
Holders Change
-1
Holders Change %
-5.26%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Wells Fargo
1
Wells Fargo
California
$4.06M 516,568 +14,377 +3%
Morgan Stanley
2
Morgan Stanley
New York
$1.76M 223,340 +73,326 +49%
AAM
3
Advisors Asset Management
Colorado
$1.5M 191,046 -57,892 -23%
B
4
Baird
Wisconsin
$1.29M 164,294 +52,688 +47%
AA
5
Apriem Advisors
California
$1.03M 130,393 +16,637 +15%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$807K 102,630 +33,866 +49%
LPL Financial
7
LPL Financial
California
$333K 42,375 -21,313 -33%
Bank of America
8
Bank of America
North Carolina
$223K 28,391 -4,531 -14%
UBS Group
9
UBS Group
Switzerland
$132K 16,787 +16,787 New
AIG
10
American International Group
New York
$119K 15,150
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$112K 14,300
Stifel Financial
12
Stifel Financial
Missouri
$105K 13,400 -2,000 -13%
DA
13
Doliver Advisors
Texas
$103K 13,152 -7,945 -38%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$56K 7,100 -600 -8%
SF
15
Synovus Financial
Georgia
$26K 3,278 +3,278 New
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$8K 1,000 +375 +60%
Citigroup
17
Citigroup
New York
$4K 524 +524 New
Creative Planning
18
Creative Planning
Kansas
$1K 120 +120 New
VKH
19
Virtu KCG Holdings
New York
-10,329 Closed
WRM
20
Westport Resources Management
Connecticut
-6,000 Closed
Ameriprise
21
Ameriprise
Minnesota
-2,883 Closed
TRCT
22
Tower Research Capital (TRC)
New York
-26 Closed