FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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24 hedge funds and large institutions have $10.3M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2018 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
24
Holders Change
-2
Holders Change %
-7.69%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
12
Reduced
6
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
Cetera Advisors
Colorado
+$766K
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$347K
3
FHA
Flagship Harbor Advisors
Massachusetts
+$173K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$166K
5
AG
Advisor Group
Arizona
+$133K

Top Sellers

1
UB
UMB Bank
Missouri
-$135K
2
SFC
SYM Financial Corp
Indiana
-$130K
3
LPL Financial
LPL Financial
California
-$124K
4
UBS Group
UBS Group
Switzerland
-$78.4K
5
Wells Fargo
Wells Fargo
California
-$70.7K
Name Holding Trade Value Shares
Change 		Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$2.05M +$347K +57,685 +20%
Wells Fargo
2
Wells Fargo
California
$1.58M -$70.7K -11,759 -4%
FHA
3
Flagship Harbor Advisors
Massachusetts
$1.45M +$173K +28,868 +14%
QCIG
4
Quad-Cities Investment Group
Iowa
$937K -$18.8K -3,138 -2%
CA
5
Cetera Advisors
Colorado
$766K +$766K +127,644 New
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$569K +$22.1K +3,682 +4%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$444K +$14.3K +2,376 +3%
GC
8
Guggenheim Capital
Illinois
$389K -$19.9K -3,320 -5%
LPL Financial
9
LPL Financial
California
$350K -$124K -20,589 -26%
Morgan Stanley
10
Morgan Stanley
New York
$350K +$10.3K +1,714 +3%
AG
11
Advisor Group
Arizona
$306K +$133K +22,032 +76%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$247K +$166K +27,675 +206%
GLA
13
Good Life Advisors
Pennsylvania
$176K +$275 +46 +0.2%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$163K – – –
SFC
15
SYM Financial Corp
Indiana
$160K -$130K -21,569 -45%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$127K +$26.6K +4,413 +26%
Stifel Financial
17
Stifel Financial
Missouri
$87K +$25.6K +4,293 +42%
RA
18
RFG Advisory
Alabama
$63K +$63K +10,546 New
UBS Group
19
UBS Group
Switzerland
$31K -$78.4K -12,862 -72%
Bank of America
20
Bank of America
North Carolina
$17K +$407 +69 +2%
APA
21
American Portfolios Advisors
New York
$12.6K – – –
ACS
22
Archford Capital Strategies
Illinois
$12K – – –
AIM
23
Advantage Investment Management
Iowa
$8K +$2.63K +463 +49%
ASN
24
Advisory Services Network
Georgia
$6K – – –
UB
25
UMB Bank
Missouri
– -$135K -22,500 Closed
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