FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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29 hedge funds and large institutions have $8.72M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2021 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 5 closing their positions.

Holders
29
Holders Change
–
Holders Change %
0%
% of All Funds
0.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
7
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NRW
1
Nova R Wealth
Kansas
$638K
2
Nomura Holdings
2
Nomura Holdings
Japan
$240K
3
Morgan Stanley
3
Morgan Stanley
New York
$669K
4
LPL Financial
4
LPL Financial
California
$1.13M
5
WAM
5
Wolverine Asset Management
Illinois
$327K

Top Sellers

1
MIAN
1
Mariner Independent Advisor Network
Kansas
$0
2
SFS
2
Shaker Financial Services
Virginia
$354K
3
CAG
3
Csenge Advisory Group
Florida
$0
4
FIA
4
FNY Investment Advisers
New York
$0
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.34M
Name Market Value Shares Shares
Change 		Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$1.34M 326,775 -19,261 -6%
LPL Financial
2
LPL Financial
California
$1.13M 275,310 +26,759 +11%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$720K 176,228 -1,893 -1%
Morgan Stanley
4
Morgan Stanley
New York
$669K 163,641 +50,734 +45%
FHA
5
Flagship Harbor Advisors
Massachusetts
$639K 156,179 +320 +0.2%
NRW
6
Nova R Wealth
Kansas
$638K 155,926 +155,926 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$525K 128,452 +1,890 +1%
Osaic Holdings
8
Osaic Holdings
Arizona
$518K 126,437 +964 +0.8%
SFS
9
Shaker Financial Services
Virginia
$354K 86,527 -29,591 -25%
WAM
10
Wolverine Asset Management
Illinois
$327K 79,968 +25,725 +47%
QCIG
11
Quad-Cities Investment Group
Iowa
$250K 61,095 -8,935 -13%
Nomura Holdings
12
Nomura Holdings
Japan
$240K 58,984 +58,984 New
SFC
13
SYM Financial Corp
Indiana
$215K 52,649 – –
GLA
14
Good Life Advisors
Pennsylvania
$204K 49,821 -4,893 -9%
CA
15
Cetera Advisors
Colorado
$166K 40,572 -4,496 -10%
BWA
16
BDO Wealth Advisors
Florida
$132K 32,254 – –
Wells Fargo
17
Wells Fargo
California
$115K 28,213 +10,326 +58%
LSC
18
Logan Stone Capital
Illinois
$105K 25,604 +25,604 New
LCM
19
Landscape Capital Management
New Jersey
$98K 23,987 +23,987 New
ASN
20
Advisory Services Network
Georgia
$85K 20,792 – –
Stifel Financial
21
Stifel Financial
Missouri
$67K 16,417 -4,500 -22%
SPIA
22
Steward Partners Investment Advisory
New York
$61K 14,815 – –
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$49K 11,991 -3,582 -23%
LC
24
Lindbrook Capital
California
$29K 7,000 – –
UBS Group
25
UBS Group
Switzerland
$14K 3,345 -3,436 -51%
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