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FGB

First Trust Specialty Finance and Financial Opportunities Fund

Delisted

FGB was delisted on the 27th of June, 2025.

29 hedge funds and large institutions have $7.3M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2022 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.6% more ownership

Funds ownership: 16.02%17.62% (+1.6%)

0% more funds holding

Funds holding: 2929 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

1% less capital invested

Capital invested by funds: $7.4M → $7.3M (-$101K)

30% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 10

Holders
29
Holders Change
Holders Change %
0%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
7
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$1.56M +$148K +43,540 +9%
Morgan Stanley
2
Morgan Stanley
New York
$1.2M +$238K +70,136 +20%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$839K -$15.7K -4,623 -2%
SFS
4
Shaker Financial Services
Virginia
$575K +$317K +93,487 +87%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$507K -$24K -7,068 -4%
FHA
6
Flagship Harbor Advisors
Massachusetts
$409K -$27.2K -8,000 -5%
SFC
7
SYM Financial Corp
Indiana
$242K
Wells Fargo
8
Wells Fargo
California
$194K +$22.5K +6,641 +11%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$184K -$83.7K -24,646 -28%
Osaic Holdings
10
Osaic Holdings
Arizona
$176K +$82.4K +24,264 +65%
CAG
11
Csenge Advisory Group
Florida
$164K -$10.5K -3,103 -5%
QCIG
12
Quad-Cities Investment Group
Iowa
$154K -$1.44K -425 -0.8%
GLA
13
Good Life Advisors
Pennsylvania
$144K -$2.06K -606 -1%
AC
14
Almitas Capital
California
$134K +$160K +47,000 New
CA
15
Cetera Advisors
Colorado
$110K
IA
16
IFP Advisors
Florida
$107K +$2.13K +626 +4%
NRW
17
Nova R Wealth
Kansas
$99K -$40.7K -11,987 -26%
Bank of America
18
Bank of America
North Carolina
$87K -$778 -229 -0.7%
BWA
19
BDO Wealth Advisors
Florida
$84K
BCA
20
Bay Colony Advisors
Massachusetts
$80K -$6.55K -1,930 -6%
ASN
21
Advisory Services Network
Georgia
$58K
LCM
22
Landscape Capital Management
New Jersey
$45K +$18.6K +5,478 +54%
CWM
23
Castle Wealth Management
Florida
$44K
SPIA
24
Steward Partners Investment Advisory
New York
$42K
LSC
25
Logan Stone Capital
Illinois
$31K

FGB Hedge Fund Activity: Q3 2022 in Review

29 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Specialty Finance and Financial Opportunities Fund (FGB) for Q3 2022, worth a combined $7.3M — down 1.4% from $7.4M a quarter earlier.

Fund positioning in FGB was balanced in Q3 2022: 2 funds opened new positions, 2 closed out, 7 added to existing stakes and 10 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $317K. The largest seller was Royal Bank of Canada, cutting an estimated $83.7K.

  • 29 institutional investors held First Trust Specialty Finance and Financial Opportunities Fund (FGB) as of Q3 2022, unchanged from Q2 2022.
  • Funds reported $7.3M of First Trust Specialty Finance and Financial Opportunities Fund stock for Q3 2022, down 1.4% quarter-over-quarter.
  • 2 funds opened new First Trust Specialty Finance and Financial Opportunities Fund positions in Q3 2022 and 2 closed out, a net change of 0 holders.
  • The largest First Trust Specialty Finance and Financial Opportunities Fund buyer in Q3 2022 was Shaker Financial Services, an estimated $317K added.
  • The largest First Trust Specialty Finance and Financial Opportunities Fund seller in Q3 2022 was Royal Bank of Canada, an estimated $83.7K sold.

Based on aggregated 13F filings for Q3 2022.