FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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21 hedge funds and large institutions have $4.12M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2020 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
21
Holders Change
-5
Holders Change %
-19.23%
% of All Funds
0.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
10
Reduced
6
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$171K
2
LCM
Landscape Capital Management
New Jersey
+$120K
3
Baird Financial Group
Baird Financial Group
Wisconsin
+$44K
4
Goldman Sachs
Goldman Sachs
New York
+$35K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$32.4K

Top Sellers

1
WAM
Wolverine Asset Management
Illinois
-$659K
2
Bank of New York Mellon
Bank of New York Mellon
New York
-$640K
3
DA
Doliver Advisors
Texas
-$150K
4
Citadel Advisors
Citadel Advisors
Florida
-$86K
5
FIA
FNY Investment Advisers
New York
-$74K
Name Holding Trade Value Shares
Change 		Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$1.13M +$9.98K +4,820 +0.9%
Osaic Holdings
2
Osaic Holdings
Arizona
$500K +$500K +241,407 New
FHA
3
Flagship Harbor Advisors
Massachusetts
$458K +$6.11K +2,950 +1%
QCIG
4
Quad-Cities Investment Group
Iowa
$378K -$6.01K -2,901 -2%
Morgan Stanley
5
Morgan Stanley
New York
$274K +$171K +82,707 +166%
CA
6
Cetera Advisors
Colorado
$251K -$10.3K -4,991 -4%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$194K -$11.2K -5,401 -5%
Wells Fargo
8
Wells Fargo
California
$187K +$26.6K +12,875 +17%
LCM
9
Landscape Capital Management
New Jersey
$179K +$120K +57,910 +202%
GLA
10
Good Life Advisors
Pennsylvania
$106K +$6.81K +3,317 +7%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$100K +$32.4K +15,610 +48%
SFC
12
SYM Financial Corp
Indiana
$91K -$1.45K -697 -2%
LPL Financial
13
LPL Financial
California
$85K +$4.38K +2,110 +5%
Stifel Financial
14
Stifel Financial
Missouri
$47K +$5.84K +2,882 +14%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$44K +$44K +21,358 New
Goldman Sachs
16
Goldman Sachs
New York
$35K +$35K +17,053 New
MA
17
Mutual Advisors
Nebraska
$28K -$6.94K -3,294 -20%
UBS Group
18
UBS Group
Switzerland
$27K +$607 +293 +2%
ASN
19
Advisory Services Network
Georgia
$2K – – –
WAP
20
Wealthcare Advisory Partners
Pennsylvania
$2K – – –
APA
21
American Portfolios Advisors
New York
$1.25K -$7.25K -3,500 -85%
WAM
22
Wolverine Asset Management
Illinois
– -$659K -110,210 Closed
Bank of New York Mellon
23
Bank of New York Mellon
New York
– -$640K -107,062 Closed
DA
24
Doliver Advisors
Texas
– -$150K -25,114 Closed
Citadel Advisors
25
Citadel Advisors
Florida
– -$86K -14,337 Closed
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