Bank of New York Mellon
FGB

Bank of New York Mellon’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

Bank of New York Mellon’s Portfolio FGB Stock Details FGB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q1 		– Sell
-107,062
Closed -$640K – 4126
2019
Q4 		$640K Buy
+107,062
New +$653K ﹤0.01% 3463
2017
Q1 		– Sell
-12,000
Closed -$85K – 4293
2016
Q4 		$85K Buy
+12,000
New +$83.9K ﹤0.01% 4051

Other funds holding FGB

RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
FHA
Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return
QCIG
Quad-Cities Investment Group Davenport, Iowa $278M AUM 22.38% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
CA
Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LCM
Landscape Capital Management Englewood, New Jersey $1.54B AUM 30.95% 1-Year Est. Return
GLA
Good Life Advisors Reading, Pennsylvania $1.6B AUM 15.83% 1-Year Est. Return

Bank of New York Mellon's FGB Position: Q1 2020 in Review

Bank of New York Mellon sold out of First Trust Specialty Finance and Financial Opportunities Fund (FGB) in Q1 2020, closing a stake of 107,062 shares — an estimated $640K sold.

Bank of New York Mellon first reported a position in FGB in Q4 2016 and held it in 2 quarters. The position peaked at $640K in Q4 2019. 21 funds tracked by Wall St. Rank hold FGB as of Q1 2020.

  • Bank of New York Mellon reported no remaining First Trust Specialty Finance and Financial Opportunities Fund position as of Q1 2020 after selling out during the quarter.
  • Bank of New York Mellon sold 107,062 First Trust Specialty Finance and Financial Opportunities Fund shares in Q1 2020, an estimated $640K.
  • Bank of New York Mellon first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q4 2016 and held it in 2 quarters.
  • Bank of New York Mellon's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $640K in Q4 2019.
  • 21 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q1 2020.

Based on Bank of New York Mellon's 13F filing for Q1 2020, filed 6 May 2020.