FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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26 hedge funds and large institutions have $12.3M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2019 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 1 closing their positions.

Holders
26
Holders Change
+4
Holders Change %
+18.18%
% of All Funds
0.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
8
Reduced
9
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$659K
2
Bank of New York Mellon
2
Bank of New York Mellon
New York
$640K
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$3.24M
4
LCM
4
Landscape Capital Management
New Jersey
$171K
5
DA
5
Doliver Advisors
Texas
$150K

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$0
2
FHA
2
Flagship Harbor Advisors
Massachusetts
$1.3M
3
CA
3
Cetera Advisors
Colorado
$754K
4
Stifel Financial
4
Stifel Financial
Missouri
$123K
5
Morgan Stanley
5
Morgan Stanley
New York
$298K
Name Market Value Shares Shares
Change 		Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$3.24M 541,362 +35,193 +7%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.31M 218,721 +22,914 +12%
FHA
3
Flagship Harbor Advisors
Massachusetts
$1.3M 218,074 -6,885 -3%
QCIG
4
Quad-Cities Investment Group
Iowa
$1.11M 185,466 +4,124 +2%
CA
5
Cetera Advisors
Colorado
$754K 126,117 -6,881 -5%
WAM
6
Wolverine Asset Management
Illinois
$659K 110,210 +110,210 New
Bank of New York Mellon
7
Bank of New York Mellon
New York
$640K 107,062 +107,062 New
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$593K 99,225 -2,320 -2%
Wells Fargo
9
Wells Fargo
California
$464K 77,534 -2,177 -3%
Morgan Stanley
10
Morgan Stanley
New York
$298K 49,794 -3,985 -7%
GLA
11
Good Life Advisors
Pennsylvania
$289K 48,349 +3,804 +9%
SFC
12
SYM Financial Corp
Indiana
$266K 44,424 +500 +1%
LPL Financial
13
LPL Financial
California
$232K 38,814 -300 -0.8%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$195K 32,563 +12,515 +62%
LCM
15
Landscape Capital Management
New Jersey
$171K 28,653 +28,653 New
DA
16
Doliver Advisors
Texas
$150K 25,114 +25,114 New
Stifel Financial
17
Stifel Financial
Missouri
$123K 20,329 -5,545 -21%
AG
18
Advisor Group
Arizona
$115K 19,200 -500 -3%
MA
19
Mutual Advisors
Nebraska
$99K 16,580 +531 +3%
Citadel Advisors
20
Citadel Advisors
Florida
$86K 14,337 +14,337 New
UBS Group
21
UBS Group
Switzerland
$76K 12,731 +8,505 +201%
FIA
22
FNY Investment Advisers
New York
$74K 12,472 +12,472 New
APA
23
American Portfolios Advisors
New York
$24.5K 4,104 – –
ASN
24
Advisory Services Network
Georgia
$6K 1,000 – –
WAP
25
Wealthcare Advisory Partners
Pennsylvania
$4K 732 – –
1
2