FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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18 hedge funds and large institutions have $7.17M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 6 closing their positions.

Holders
18
Holders Change
-3
Holders Change %
-14.29%
% of All Funds
0.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
5
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AIG
1
American International Group
New York
$339K
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$229K
3
WRM
3
Westport Resources Management
Connecticut
$139K
4
Wells Fargo
4
Wells Fargo
California
$3.35M
5
IH
5
IFC Holdings
Florida
$274K

Top Sellers

1
Baird Financial Group
1
Baird Financial Group
Wisconsin
$0
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
UBS Group
3
UBS Group
Switzerland
$22K
4
TC
4
TFS Capital
Pennsylvania
$0
5
DA
5
Doliver Advisors
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$3.35M 571,347 +19,260 +3%
AA
2
Apriem Advisors
California
$985K 167,734 -7,520 -4%
Morgan Stanley
3
Morgan Stanley
New York
$785K 133,624 -9,643 -7%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$599K 101,966 -9,970 -9%
AIG
5
American International Group
New York
$339K 57,700 +57,700 New
IH
6
IFC Holdings
Florida
$274K 44,409 +17,340 +64%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$229K 39,075 +39,075 New
WRM
8
Westport Resources Management
Connecticut
$139K 23,751 +23,303 +5,202%
Bank of America
9
Bank of America
North Carolina
$91K 15,510 +12,804 +473%
CIA
10
Capital Investment Advisors
Georgia
$77K 13,100 -2,800 -18%
BW
11
Bison Wealth
Georgia
$73K 12,391 +47 +0.4%
LPL Financial
12
LPL Financial
California
$69K 11,279 -2,182 -16%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$52K 8,808 -5,909 -40%
SF
14
Synovus Financial
Georgia
$39K 6,597 – –
BFEC
15
Benjamin F. Edwards & Company
Missouri
$38K 6,550 -750 -10%
UBS Group
16
UBS Group
Switzerland
$22K 3,708 -15,737 -81%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$5K 851 -375 -31%
TRCT
18
Tower Research Capital (TRC)
New York
$2K 368 +368 New
Baird Financial Group
19
Baird Financial Group
Wisconsin
– – -124,145 Closed
WAM
20
Wolverine Asset Management
Illinois
– – -64,087 Closed
TC
21
TFS Capital
Pennsylvania
– – -11,659 Closed
DA
22
Doliver Advisors
Texas
– – -10,248 Closed
CTB
23
Country Trust Bank
Illinois
– – -500 Closed
Citigroup
24
Citigroup
New York
– – -47 Closed