FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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29 hedge funds and large institutions have $7.7M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 2 closing their positions.

Holders
29
Holders Change
+4
Holders Change %
+16%
% of All Funds
0.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
7
Reduced
11
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$461K
2
WAM
2
Wolverine Asset Management
Illinois
$215K
3
CAG
3
Csenge Advisory Group
Florida
$103K
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$62K
5
SPIA
5
Steward Partners Investment Advisory
New York
$59K

Top Sellers

1
MIG
1
Mariner Investment Group
New York
$0
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$1.38M
3
ASN
3
Advisory Services Network
Georgia
$83K
4
FIA
4
FNY Investment Advisers
New York
$92K
5
BWA
5
BDO Wealth Advisors
Florida
$128K
Name Market Value Shares Shares
Change 		Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$1.38M 346,036 -50,727 -13%
LPL Financial
2
LPL Financial
California
$988K 248,551 +14,648 +6%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$707K 178,121 +843 +0.5%
FHA
4
Flagship Harbor Advisors
Massachusetts
$630K 155,859 – –
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$503K 126,562 -5,820 -4%
Osaic Holdings
6
Osaic Holdings
Arizona
$498K 125,473 -3,144 -2%
SFS
7
Shaker Financial Services
Virginia
$461K 116,118 +55,337 +91%
Morgan Stanley
8
Morgan Stanley
New York
$449K 112,907 +5,866 +5%
QCIG
9
Quad-Cities Investment Group
Iowa
$278K 70,030 +4,799 +7%
GLA
10
Good Life Advisors
Pennsylvania
$217K 54,714 +430 +0.8%
MIAN
11
Mariner Independent Advisor Network
Kansas
$215K 54,133 +32 +0.1%
WAM
12
Wolverine Asset Management
Illinois
$215K 54,243 +54,243 New
SFC
13
SYM Financial Corp
Indiana
$209K 52,649 – –
CA
14
Cetera Advisors
Colorado
$179K 45,068 -1,771 -4%
BWA
15
BDO Wealth Advisors
Florida
$128K 32,254 -7,488 -19%
CAG
16
Csenge Advisory Group
Florida
$103K 25,842 +25,842 New
FIA
17
FNY Investment Advisers
New York
$92K 23,180 -10,812 -32%
ASN
18
Advisory Services Network
Georgia
$83K 20,792 -17,242 -45%
Stifel Financial
19
Stifel Financial
Missouri
$83K 20,917 – –
Wells Fargo
20
Wells Fargo
California
$71K 17,887 -4,425 -20%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$62K 15,573 +15,573 New
SPIA
22
Steward Partners Investment Advisory
New York
$59K 14,815 +14,815 New
LC
23
Lindbrook Capital
California
$28K 7,000 -3,000 -30%
UBS Group
24
UBS Group
Switzerland
$27K 6,781 +6,781 New
ADL
25
Asset Dedication LLC
California
$17K 4,182 +4,182 New
1
2