FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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21 hedge funds and large institutions have $4.65M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 7 reducing their positions, and 2 closing their positions.

Holders
21
Holders Change
+3
Holders Change %
+16.67%
% of All Funds
0.42%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
5
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$369K
2
MIG
2
Mariner Investment Group
New York
$158K
3
Morgan Stanley
3
Morgan Stanley
New York
$365K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$290K
5
ASN
5
Advisory Services Network
Georgia
$79K

Top Sellers

1
FHA
1
Flagship Harbor Advisors
Massachusetts
$367K
2
QCIG
2
Quad-Cities Investment Group
Iowa
$234K
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$1.17M
4
Stifel Financial
4
Stifel Financial
Missouri
$27K
5
Wells Fargo
5
Wells Fargo
California
$188K
Name Market Value Shares Shares
Change 		Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$1.17M 510,580 -24,387 -5%
Osaic Holdings
2
Osaic Holdings
Arizona
$504K 220,014 +5,584 +3%
WAM
3
Wolverine Asset Management
Illinois
$369K 161,569 +161,569 New
FHA
4
Flagship Harbor Advisors
Massachusetts
$367K 160,358 -59,486 -27%
Morgan Stanley
5
Morgan Stanley
New York
$365K 159,199 +61,346 +63%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$290K 126,790 +43,288 +52%
CA
7
Cetera Advisors
Colorado
$245K 106,880 -9,246 -8%
QCIG
8
Quad-Cities Investment Group
Iowa
$234K 102,316 -52,545 -34%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$221K 96,868 +3,912 +4%
Wells Fargo
10
Wells Fargo
California
$188K 82,090 -11,870 -13%
MIG
11
Mariner Investment Group
New York
$158K 68,935 +68,935 New
GLA
12
Good Life Advisors
Pennsylvania
$121K 52,918 +578 +1%
SFC
13
SYM Financial Corp
Indiana
$104K 45,379 – –
LPL Financial
14
LPL Financial
California
$100K 43,874 -100 -0.2%
ASN
15
Advisory Services Network
Georgia
$79K 34,652 +34,652 New
AC
16
Almitas Capital
California
$46K 20,000 +20,000 New
AAS
17
Avantax Advisory Services
Texas
$42K 17,792 +17,792 New
Stifel Financial
18
Stifel Financial
Missouri
$27K 11,845 -13,679 -54%
CFD
19
Creative Financial Designs
Indiana
$19K 8,400 – –
Bank of America
20
Bank of America
North Carolina
$3K 1,500 – –
APA
21
American Portfolios Advisors
New York
$1.38K 604 – –
UBS Group
22
UBS Group
Switzerland
– – -3,148 Closed
PAG
23
Private Advisor Group
New Jersey
– – -725 Closed
CFGS
24
Concourse Financial Group Securities
Alabama
– – – –