FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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18 hedge funds and large institutions have $11.2M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2016 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 3 closing their positions.

Holders
18
Holders Change
+1
Holders Change %
+5.88%
% of All Funds
0.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
5
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FHA
1
Flagship Harbor Advisors
Massachusetts
$1.33M
2
Wells Fargo
2
Wells Fargo
California
$5.12M
3
ACP
3
Aveo Capital Partners
Colorado
$318K
4
GLA
4
Good Life Advisors
Pennsylvania
$208K
5
IH
5
IFC Holdings
Florida
$1.19M

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$0
2
AG
2
Advisor Group
Arizona
$268K
3
SF
3
Synovus Financial
Georgia
$0
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$663K
5
UBS Group
5
UBS Group
Switzerland
$36K
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$5.12M 724,479 +60,697 +9%
FHA
2
Flagship Harbor Advisors
Massachusetts
$1.33M 173,848 +173,848 New
IH
3
IFC Holdings
Florida
$1.19M 168,854 +21,343 +14%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$663K 93,864 -4,438 -5%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$558K 79,054 -421 -0.5%
LPL Financial
6
LPL Financial
California
$406K 56,614 -2,739 -5%
Ameriprise
7
Ameriprise
Minnesota
$328K 45,191 +970 +2%
ACP
8
Aveo Capital Partners
Colorado
$318K 44,982 +44,982 New
AG
9
Advisor Group
Arizona
$268K 37,999 -11,372 -23%
GLA
10
Good Life Advisors
Pennsylvania
$208K 27,862 +27,862 New
FAAS
11
First Allied Advisory Services
California
$171K 24,222 +650 +3%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$140K 19,811 -1,256 -6%
Morgan Stanley
13
Morgan Stanley
New York
$133K 18,819 +4,810 +34%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$85K 12,000 +12,000 New
RJA
15
Raymond James & Associates
Florida
$84K 11,907 – –
Bank of America
16
Bank of America
North Carolina
$68K 9,683 -1,696 -15%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$68K 9,677 -1,288 -12%
UBS Group
18
UBS Group
Switzerland
$36K 5,065 -3,896 -43%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
– – -12,087 Closed
SF
20
Synovus Financial
Georgia
– – -6,597 Closed
IA
21
IFP Advisors
Florida
– – -250 Closed