FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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35 hedge funds and large institutions have $16.3M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2023 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 13 reducing their positions, and 4 closing their positions.

Holders
35
Holders Change
+3
Holders Change %
+9.38%
% of All Funds
0.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
9
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$3.86M
2
LPL Financial
2
LPL Financial
California
$3.39M
3
SCM
3
Saba Capital Management
New York
$697K
4
PAG
4
Private Advisor Group
New Jersey
$958K
5
RCM
5
Rivernorth Capital Management
Florida
$137K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$433K
2
Osaic Holdings
2
Osaic Holdings
Arizona
$283K
3
CPRC
3
Consolidated Portfolio Review Corp
New York
$2.06M
4
SFC
4
SYM Financial Corp
Indiana
$172K
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$509K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$3.86M 1,077,310 +550,029 +104%
LPL Financial
2
LPL Financial
California
$3.39M 945,701 +484,187 +105%
CPRC
3
Consolidated Portfolio Review Corp
New York
$2.06M 575,664 -39,128 -6%
PAG
4
Private Advisor Group
New Jersey
$958K 267,525 +78,350 +41%
MC
5
Matisse Capital
Oregon
$889K 248,189 +5,477 +2%
SCM
6
Saba Capital Management
New York
$697K 194,818 +194,818 New
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$530K 148,154 -14,037 -9%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$509K 142,249 -32,605 -19%
SFS
9
Shaker Financial Services
Virginia
$433K 121,027 -155,798 -56%
FHA
10
Flagship Harbor Advisors
Massachusetts
$402K 112,179 -1,900 -2%
AGM
11
Alpine Global Management
New York
$320K 89,346 – –
Osaic Holdings
12
Osaic Holdings
Arizona
$283K 79,031 -49,965 -39%
GLA
13
Good Life Advisors
Pennsylvania
$184K 51,449 +639 +1%
SFC
14
SYM Financial Corp
Indiana
$172K 48,062 -36,475 -43%
Wells Fargo
15
Wells Fargo
California
$172K 47,984 -14,231 -23%
AC
16
Almitas Capital
California
$165K 45,984 +33,850 +279%
BCA
17
Bay Colony Advisors
Massachusetts
$160K 44,650 -4,762 -10%
LCM
18
Landscape Capital Management
New Jersey
$158K 44,210 +25,812 +140%
CA
19
Cetera Advisors
Colorado
$137K 38,184 – –
RCM
20
Rivernorth Capital Management
Florida
$137K 38,168 +38,168 New
CAG
21
Csenge Advisory Group
Florida
$131K 36,604 -8,267 -18%
LSC
22
Logan Stone Capital
Illinois
$89.5K 24,987 -2,240 -8%
ASN
23
Advisory Services Network
Georgia
$68.6K 19,151 -1,000 -5%
CCP
24
Clough Capital Partners
Massachusetts
$44.9K 12,542 +12,542 New
QCIG
25
Quad-Cities Investment Group
Iowa
$43.2K 11,971 -7,252 -38%
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