FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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27 hedge funds and large institutions have $6.83M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2022 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 12 reducing their positions, and 5 closing their positions.

Holders
27
Holders Change
-2
Holders Change %
-6.9%
% of All Funds
0.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
7
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$1.76M
2
SAM
2
Silverhawk Asset Management
Arizona
$71.3K
3
CAG
3
Csenge Advisory Group
Florida
$232K
4
Osaic Holdings
4
Osaic Holdings
Arizona
$219K
5
UBS Group
5
UBS Group
Switzerland
$38.5K

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$592K
2
SFS
2
Shaker Financial Services
Virginia
$317K
3
AC
3
Almitas Capital
California
$0
4
NRW
4
Nova R Wealth
Kansas
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$1.21M
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$1.76M 576,460 +31,518 +6%
Morgan Stanley
2
Morgan Stanley
New York
$1.21M 393,797 -24,626 -6%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$592K 193,546 -99,733 -34%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$494K 161,735 -15,637 -9%
FHA
5
Flagship Harbor Advisors
Massachusetts
$435K 142,104 -900 -0.6%
SFS
6
Shaker Financial Services
Virginia
$317K 103,546 -97,505 -48%
SFC
7
SYM Financial Corp
Indiana
$259K 84,537 – –
CAG
8
Csenge Advisory Group
Florida
$232K 75,709 +18,215 +32%
Osaic Holdings
9
Osaic Holdings
Arizona
$219K 71,666 +10,079 +16%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$212K 69,282 +5,291 +8%
Wells Fargo
11
Wells Fargo
California
$184K 60,216 -7,684 -11%
GLA
12
Good Life Advisors
Pennsylvania
$155K 50,742 +559 +1%
CA
13
Cetera Advisors
Colorado
$117K 38,287 – –
IA
14
IFP Advisors
Florida
$101K 16,448 -994 -6%
QCIG
15
Quad-Cities Investment Group
Iowa
$93.4K 30,530 -23,357 -43%
BCA
16
Bay Colony Advisors
Massachusetts
$89.1K 29,124 +989 +4%
BWA
17
BDO Wealth Advisors
Florida
$87.7K 28,661 -743 -3%
SAM
18
Silverhawk Asset Management
Arizona
$71.3K 23,300 +23,300 New
ASN
19
Advisory Services Network
Georgia
$61.7K 20,151 – –
Bank of America
20
Bank of America
North Carolina
$41.5K 13,575 -16,947 -56%
UBS Group
21
UBS Group
Switzerland
$38.5K 12,570 +9,629 +327%
SPIA
22
Steward Partners Investment Advisory
New York
$22.7K 7,408 -7,407 -50%
MCC
23
Money Concepts Capital
Florida
$17.6K 5,750 +5,750 New
LC
24
Lindbrook Capital
California
$15.3K 5,000 – –
HI
25
Harbour Investments
Wisconsin
$7.31K 2,390 -1,000 -29%
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