FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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22 hedge funds and large institutions have $11.9M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2014 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 2 closing their positions.

Holders
22
Holders Change
+5
Holders Change %
+29.41%
% of All Funds
0.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
8
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$1.25M
2
SFS
2
Shaker Financial Services
Virginia
$244K
3
CA
3
Cornerstone Advisors
North Carolina
$156K
4
U
4
UBS
Switzerland
$181K
5
VKH
5
Virtu KCG Holdings
New York
$108K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$3.07M
2
AAM
2
Advisors Asset Management
Colorado
$3.89M
3
SG Americas Securities
3
SG Americas Securities
New York
$0
4
WAM
4
Wolverine Asset Management
Illinois
$752K
5
WRM
5
Westport Resources Management
Connecticut
$61K
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$3.89M 505,080 -125,874 -20%
Wells Fargo
2
Wells Fargo
California
$3.07M 398,763 -140,253 -26%
Morgan Stanley
3
Morgan Stanley
New York
$1.25M 161,962 +32,203 +25%
AA
4
Apriem Advisors
California
$855K 111,060 +11,325 +11%
WAM
5
Wolverine Asset Management
Illinois
$752K 97,732 -10,879 -10%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$309K 40,096 +119 +0.3%
MIG
7
Mariner Investment Group
New York
$250K 32,500 +10,502 +48%
SFS
8
Shaker Financial Services
Virginia
$244K 31,681 +31,681 New
U
9
UBS
Switzerland
$181K 23,497 +18,537 +374%
Stifel Financial
10
Stifel Financial
Missouri
$165K 21,480 +21,480 New
CA
11
Cornerstone Advisors
North Carolina
$156K 20,214 +20,214 New
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$114K 14,744 +511 +4%
VKH
13
Virtu KCG Holdings
New York
$108K 14,089 +14,089 New
Citadel Advisors
14
Citadel Advisors
Florida
$104K 13,567 +13,567 New
LPL Financial
15
LPL Financial
California
$102K 13,274 -1,918 -13%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$94K 12,200 +3,000 +33%
AIG
17
American International Group
New York
$70.5K 9,150 – –
WRM
18
Westport Resources Management
Connecticut
$61K 7,875 -5,925 -43%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$34K 4,400 +2,850 +184%
Citigroup
20
Citigroup
New York
$30K 3,886 +3,886 New
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$14K 1,797 +1,797 New
TRCT
22
Tower Research Capital (TRC)
New York
$2K 200 -200 -50%
SG Americas Securities
23
SG Americas Securities
New York
– – -23,766 Closed
Bank of America
24
Bank of America
North Carolina
– – -1,000 Closed