U
FGB

UBS’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

UBS’s Portfolio FGB Stock Details FGB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$104K Buy
12,440
+5,605
+82% +$47K ﹤0.01% 5948
2014
Q2 		$55K Sell
6,835
-16,662
-71% -$128K ﹤0.01% 6734
2014
Q1 		$181K Buy
23,497
+18,537
+374% +$146K ﹤0.01% 5305
2013
Q4 		$39K Sell
4,960
-3,250
-40% -$26.3K ﹤0.01% 7287
2013
Q3 		$67K Sell
8,210
-4,651
-36% -$38.6K ﹤0.01% 6474
2013
Q2 		$108K Buy
+12,861
New +$109K ﹤0.01% 5812

Other funds holding FGB

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AA
Apriem Advisors Irvine, California $1.05B AUM 22.09% 1-Year Est. Return
B
Baird Milwaukee, Wisconsin $9.78B AUM 11.39% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

UBS's FGB Position: Q3 2014 in Review

UBS increased its First Trust Specialty Finance and Financial Opportunities Fund (FGB) stake by 82% in Q3 2014, buying an estimated $47K and bringing the position to 12,440 shares worth $104K. The position accounts for ﹤0.01% of the portfolio, ranked #5948.

UBS first reported a position in FGB in Q2 2013 and has held it in 6 quarters since. The position peaked at $181K in Q1 2014. 19 funds tracked by Wall St. Rank hold FGB as of Q3 2014.

  • UBS held 12,440 shares of First Trust Specialty Finance and Financial Opportunities Fund worth $104K as of Q3 2014.
  • UBS bought 5,605 First Trust Specialty Finance and Financial Opportunities Fund shares in Q3 2014, an estimated $47K.
  • First Trust Specialty Finance and Financial Opportunities Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5948 holding.
  • UBS first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q2 2013 and has held it in 6 quarters since.
  • UBS's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $181K in Q1 2014.
  • 19 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.