FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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21 hedge funds and large institutions have $11.2M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2014 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 11 reducing their positions, and 3 closing their positions.

Holders
21
Holders Change
-1
Holders Change %
-4.55%
% of All Funds
0.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
6
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$1.66M
2
EML
2
Eos Management LP
New York
$274K
3
AA
3
Apriem Advisors
California
$940K
4
Ameriprise
4
Ameriprise
Minnesota
$23K
5
LPL Financial
5
LPL Financial
California
$126K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$314K
2
AAM
2
Advisors Asset Management
Colorado
$3.73M
3
MIG
3
Mariner Investment Group
New York
$0
4
Wells Fargo
4
Wells Fargo
California
$3.01M
5
U
5
UBS
Switzerland
$55K
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$3.73M 460,158 -44,922 -9%
Wells Fargo
2
Wells Fargo
California
$3.01M 370,996 -27,767 -7%
Morgan Stanley
3
Morgan Stanley
New York
$1.66M 204,975 +43,013 +27%
AA
4
Apriem Advisors
California
$940K 115,853 +4,793 +4%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$323K 39,795 -301 -0.8%
WAM
6
Wolverine Asset Management
Illinois
$314K 38,727 -59,005 -60%
EML
7
Eos Management LP
New York
$274K 33,737 +33,737 New
SFS
8
Shaker Financial Services
Virginia
$187K 22,997 -8,684 -27%
CA
9
Cornerstone Advisors
North Carolina
$133K 16,439 -3,775 -19%
Stifel Financial
10
Stifel Financial
Missouri
$131K 16,176 -5,304 -25%
LPL Financial
11
LPL Financial
California
$126K 15,536 +2,262 +17%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$116K 14,300 +2,100 +17%
AIG
13
American International Group
New York
$74.2K 9,150 – –
U
14
UBS
Switzerland
$55K 6,835 -16,662 -71%
WRM
15
Westport Resources Management
Connecticut
$49K 6,000 -1,875 -24%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$46K 5,700 +1,300 +30%
Ameriprise
17
Ameriprise
Minnesota
$23K 2,883 +2,883 New
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$15K 1,797 – –
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$5K 625 -14,119 -96%
TRCT
20
Tower Research Capital (TRC)
New York
$2K 240 +40 +20%
MIG
21
Mariner Investment Group
New York
– – -32,500 Closed
VKH
22
Virtu KCG Holdings
New York
– – -14,089 Closed
Citadel Advisors
23
Citadel Advisors
Florida
– – -13,567 Closed
Citigroup
24
Citigroup
New York
$0 11 -3,875 -100%