Apriem Advisors’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

Apriem Advisors’s Portfolio FGB Stock Details FGB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-169,787	Closed	-$946K	–	590
2015 Q4	$946K	Buy	169,787 +2,053	+1%	+$12.5K	0.34%	49
2015 Q3	$985K	Sell	167,734 -7,520	-4%	-$46.5K	0.36%	48
2015 Q2	$1.13M	Buy	175,254 +5,476	+3%	+$39.6K	0.39%	54
2015 Q1	$1.28M	Buy	169,778 +39,385	+30%	+$297K	0.44%	53
2014 Q4	$1.02M	Buy	130,393 +16,637	+15%	+$133K	0.38%	55
2014 Q3	$951K	Sell	113,756 -2,097	-2%	-$17.6K	0.36%	62
2014 Q2	$940K	Buy	115,853 +4,793	+4%	+$36.8K	0.36%	60
2014 Q1	$855K	Buy	111,060 +11,325	+11%	+$89.5K	0.32%	65
2013 Q4	$784K	Sell	99,735 -2,315	-2%	-$18.7K	0.31%	62
2013 Q3	$832K	Buy	102,050 +18,171	+22%	+$151K	0.36%	57
2013 Q2	$700K	Buy	+83,879	New	+$708K	0.34%	61

Other funds holding FGB

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

Apriem Advisors's FGB Position: Q1 2016 in Review

Apriem Advisors sold out of First Trust Specialty Finance and Financial Opportunities Fund (FGB) in Q1 2016, closing a stake of 169,787 shares — an estimated $946K sold.

Apriem Advisors first reported a position in FGB in Q2 2013 and held it in 11 quarters. The position peaked at $1.28M in Q1 2015. 20 funds tracked by Wall St. Rank hold FGB as of Q1 2016.

Apriem Advisors reported no remaining First Trust Specialty Finance and Financial Opportunities Fund position as of Q1 2016 after selling out during the quarter.
Apriem Advisors sold 169,787 First Trust Specialty Finance and Financial Opportunities Fund shares in Q1 2016, an estimated $946K.
Apriem Advisors first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q2 2013 and held it in 11 quarters.
Apriem Advisors's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $1.28M in Q1 2015.
20 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q1 2016.

Based on Apriem Advisors's 13F filing for Q1 2016, filed 13 May 2016.