FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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21 hedge funds and large institutions have $8.51M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2015 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 1 reducing their positions, and 2 closing their positions.

Holders
21
Holders Change
+6
Holders Change %
+40%
% of All Funds
0.57%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
9
Reduced
1
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Baird Financial Group
1
Baird Financial Group
Wisconsin
$803K
2
WAM
2
Wolverine Asset Management
Illinois
$414K
3
CIA
3
Capital Investment Advisors
Georgia
$103K
4
BW
4
Bison Wealth
Georgia
$80K
5
Wells Fargo
5
Wells Fargo
California
$3.57M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$0
2
Stifel Financial
2
Stifel Financial
Missouri
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$927K
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$3.57M 552,087 +11,985 +2%
AA
2
Apriem Advisors
California
$1.13M 175,254 +5,476 +3%
Morgan Stanley
3
Morgan Stanley
New York
$927K 143,267 -10,266 -7%
Baird Financial Group
4
Baird Financial Group
Wisconsin
$803K 124,145 +124,145 New
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$724K 111,936 +4,905 +5%
WAM
6
Wolverine Asset Management
Illinois
$414K 64,087 +64,087 New
IH
7
IFC Holdings
Florida
$183K 27,069 +11,120 +70%
UBS Group
8
UBS Group
Switzerland
$126K 19,445 +2,398 +14%
CIA
9
Capital Investment Advisors
Georgia
$103K 15,900 +15,900 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$95K 14,717 +17 +0.1%
LPL Financial
11
LPL Financial
California
$87K 13,461 +3,351 +33%
BW
12
Bison Wealth
Georgia
$80K 12,344 +12,344 New
TC
13
TFS Capital
Pennsylvania
$75K 11,659 +11,659 New
DA
14
Doliver Advisors
Texas
$66K 10,248 +10,248 New
BFEC
15
Benjamin F. Edwards & Company
Missouri
$47K 7,300 – –
SF
16
Synovus Financial
Georgia
$43K 6,597 – –
Bank of America
17
Bank of America
North Carolina
$18K 2,706 +63 +2%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$7K 1,226 +226 +23%
WRM
19
Westport Resources Management
Connecticut
$3K 448 +448 New
CTB
20
Country Trust Bank
Illinois
$3K 500 +500 New
AAM
21
Advisors Asset Management
Colorado
– – -175,421 Closed
Stifel Financial
22
Stifel Financial
Missouri
– – -15,156 Closed
Citigroup
23
Citigroup
New York
$0 47 +47 New