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FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Delisted

FGB was delisted on the 27th of June, 2025.

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14 hedge funds and large institutions have $14.8M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2013 Q2 according to their latest regulatory filings, with 14 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

12.4% more ownership

Funds ownership: 0% → 12.4% (+12%)

Holders
14
Holders Change
+14
Holders Change %
–
% of All Funds
0.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$5.66M +$5.72M +677,733 New
AAM
2
Advisors Asset Management
Colorado
$5.35M +$5.42M +642,339 New
Morgan Stanley
3
Morgan Stanley
New York
$1.81M +$1.83M +217,093 New
AA
4
Apriem Advisors
California
$700K +$708K +83,879 New
SNC
5
Stifel Nicolaus & Co
Missouri
$338K +$342K +40,470 New
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$326K +$330K +39,045 New
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$126K +$127K +15,082 New
LPL Financial
8
LPL Financial
California
$114K +$116K +13,693 New
U
9
UBS
Switzerland
$108K +$109K +12,861 New
AIG
10
American International Group
New York
$102K +$103K +12,250 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$77K +$77.7K +9,200 New
WRM
12
Westport Resources Management
Connecticut
$50K +$50.6K +6,000 New
TRCT
13
Tower Research Capital (TRC)
New York
$7K +$6.75K +800 New
Citigroup
14
Citigroup
New York
– +$422 +50 New

FGB Hedge Fund Activity: Q2 2013 in Review

14 of the 3,064 institutional investors tracked by Wall St. Rank reported a position in First Trust Specialty Finance and Financial Opportunities Fund (FGB) for Q2 2013, worth a combined $14.8M.

Buyers outnumbered sellers: 14 funds opened new FGB positions and 0 closed out — a net gain of 14 holders — while 0 added to existing stakes and 0 trimmed.

  • 14 institutional investors held First Trust Specialty Finance and Financial Opportunities Fund (FGB) as of Q2 2013, up from 0 in Q1 2013.
  • Funds reported $14.8M of First Trust Specialty Finance and Financial Opportunities Fund stock for Q2 2013.
  • 14 funds opened new First Trust Specialty Finance and Financial Opportunities Fund positions in Q2 2013 and 0 closed out, a net change of +14 holders.

Based on aggregated 13F filings for Q2 2013.