FGB

First Trust Specialty Finance and Financial Opportunities Fund

Delisted

FGB was delisted on the 27th of June, 2025.

26 hedge funds and large institutions have $9.26M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2018 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
26
Holders Change
+2
Holders Change %
+8.33%
% of All Funds
0.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
8
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$1.71M +$852K +141,590 +99%
Wells Fargo
2
Wells Fargo
California
$1.66M -$199K -33,125 -11%
FHA
3
Flagship Harbor Advisors
Massachusetts
$1.28M +$145K +23,953 +13%
QCIG
4
Quad-Cities Investment Group
Iowa
$959K +$959K +159,838 New
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$548K -$11.6K -1,919 -2%
LPL Financial
6
LPL Financial
California
$474K +$183K +30,455 +63%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$430K -$15K -2,486 -3%
GC
8
Guggenheim Capital
Illinois
$410K -$4.56K -758 -1%
Morgan Stanley
9
Morgan Stanley
New York
$340K +$73.5K +12,220 +28%
SFC
10
SYM Financial Corp
Indiana
$290K +$36.9K +6,118 +15%
GLA
11
Good Life Advisors
Pennsylvania
$178K +$272 +45 +0.2%
AG
12
Advisor Group
Arizona
$174K -$3.04K -504 -2%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$163K -$19.2K -3,190 -11%
UB
14
UMB Bank
Missouri
$135K +$135K +22,500 New
UBS Group
15
UBS Group
Switzerland
$108K +$54.9K +9,125 +103%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$100K -$10.7K -1,783 -10%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$81K +$81K +13,415 New
RJA
18
Raymond James & Associates
Florida
$70K -$166K -27,502 -70%
Stifel Financial
19
Stifel Financial
Missouri
$62K +$62K +10,289 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$35K +$35K +5,784 New
Bank of America
21
Bank of America
North Carolina
$17K +$423 +70 +3%
APA
22
American Portfolios Advisors
New York
$12.7K
ACS
23
Archford Capital Strategies
Illinois
$12K +$12K +2,000 New
VFA
24
Valeo Financial Advisors
Indiana
$9K +$9K +1,500 New
ASN
25
Advisory Services Network
Georgia
$6K