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FGB

First Trust Specialty Finance and Financial Opportunities Fund

Delisted

FGB was delisted on the 27th of June, 2025.

28 hedge funds and large institutions have $10.2M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2023 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $9.35M → $10.2M (+$845K)

0.06% less ownership

Funds ownership: 21.79%21.73% (-0.06%)

10% less funds holding

Funds holding: 3128 (-3)

20% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 10

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
28
Holders Change
-3
Holders Change %
-9.68%
% of All Funds
0.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
10
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$2.05M +$57.9K +19,090 +3%
CPRC
2
Consolidated Portfolio Review Corp
New York
$1.99M +$311K +102,448 +20%
Morgan Stanley
3
Morgan Stanley
New York
$1.55M +$143K +47,121 +11%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$611K -$3.86K -1,272 -0.7%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$539K -$12.2K -4,032 -2%
SFS
6
Shaker Financial Services
Virginia
$413K -$418K -137,788 -52%
FHA
7
Flagship Harbor Advisors
Massachusetts
$406K -$47.4K -15,625 -11%
PAG
8
Private Advisor Group
New Jersey
$368K +$282K +93,000 +601%
Osaic Holdings
9
Osaic Holdings
Arizona
$279K +$11.7K +3,865 +5%
SFC
10
SYM Financial Corp
Indiana
$276K
AGM
11
Alpine Global Management
New York
$245K +$228K +75,035 New
CAG
12
Csenge Advisory Group
Florida
$217K -$16.9K -5,571 -8%
Wells Fargo
13
Wells Fargo
California
$205K +$1.11K +365 +0.6%
GLA
14
Good Life Advisors
Pennsylvania
$164K -$3.5K -1,154 -2%
CA
15
Cetera Advisors
Colorado
$128K
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$118K -$168K -55,548 -60%
BCA
17
Bay Colony Advisors
Massachusetts
$111K +$7.07K +2,330 +7%
NAS
18
NWF Advisory Services
California
$100K
QCIG
19
Quad-Cities Investment Group
Iowa
$91.7K -$2.7K -890 -3%
ASN
20
Advisory Services Network
Georgia
$65.7K
SAM
21
Silverhawk Asset Management
Arizona
$54K -$20.5K -6,749 -29%
BWA
22
BDO Wealth Advisors
Florida
$53.6K -$3.54K -1,168 -7%
EH
23
Equitable Holdings
New York
$52.2K +$48.5K +16,000 New
IA
24
IFP Advisors
Florida
$49.6K
SPIA
25
Steward Partners Investment Advisory
New York
$24.1K

FGB Hedge Fund Activity: Q2 2023 in Review

28 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Specialty Finance and Financial Opportunities Fund (FGB) for Q2 2023, worth a combined $10.2M — up 9% from $9.35M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of FGB and 3 opened new positions — a net loss of 3 holders — while 10 trimmed existing stakes and 8 added.

The largest buyer was Consolidated Portfolio Review Corp, adding an estimated $311K. The largest seller was Shaker Financial Services, cutting an estimated $418K.

  • 28 institutional investors held First Trust Specialty Finance and Financial Opportunities Fund (FGB) as of Q2 2023, down from 31 in Q1 2023.
  • Funds reported $10.2M of First Trust Specialty Finance and Financial Opportunities Fund stock for Q2 2023, up 9% quarter-over-quarter.
  • 3 funds opened new First Trust Specialty Finance and Financial Opportunities Fund positions in Q2 2023 and 6 closed out, a net change of -3 holders.
  • The largest First Trust Specialty Finance and Financial Opportunities Fund buyer in Q2 2023 was Consolidated Portfolio Review Corp, an estimated $311K added.
  • The largest First Trust Specialty Finance and Financial Opportunities Fund seller in Q2 2023 was Shaker Financial Services, an estimated $418K sold.

Based on aggregated 13F filings for Q2 2023.