FGB

First Trust Specialty Finance and Financial Opportunities Fund

Delisted

FGB was delisted on the 27th of June, 2025.

25 hedge funds and large institutions have $7.65M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2021 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
25
Holders Change
-2
Holders Change %
-7.41%
% of All Funds
0.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
9
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$1.6M 396,763 +41,356 +12%
LPL Financial
2
LPL Financial
California
$945K 233,903 +16,093 +7%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$716K 177,278 +20,149 +13%
FHA
4
Flagship Harbor Advisors
Massachusetts
$630K 155,859 +11,832 +8%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$535K 132,382 +11,541 +10%
Osaic Holdings
6
Osaic Holdings
Arizona
$519K 128,617 -59,988 -32%
Morgan Stanley
7
Morgan Stanley
New York
$432K 107,041 -19,332 -15%
QCIG
8
Quad-Cities Investment Group
Iowa
$264K 65,231 -327 -0.5%
SFS
9
Shaker Financial Services
Virginia
$246K 60,781 +60,781 New
MIG
10
Mariner Investment Group
New York
$229K 56,667 -50,642 -47%
MIAN
11
Mariner Independent Advisor Network
Kansas
$219K 54,101 +30 +0.1%
GLA
12
Good Life Advisors
Pennsylvania
$219K 54,284 +411 +0.8%
SFC
13
SYM Financial Corp
Indiana
$213K 52,649 +7,270 +16%
CA
14
Cetera Advisors
Colorado
$189K 46,839
BWA
15
BDO Wealth Advisors
Florida
$161K 39,742
ASN
16
Advisory Services Network
Georgia
$154K 38,034
FIA
17
FNY Investment Advisers
New York
$137K 33,992 -11,719 -26%
Wells Fargo
18
Wells Fargo
California
$90K 22,312 +2,949 +15%
Stifel Financial
19
Stifel Financial
Missouri
$85K 20,917 -11,000 -34%
LC
20
Lindbrook Capital
California
$40K 10,000 -8,000 -44%
HI
21
Harbour Investments
Wisconsin
$14K 3,390 -300 -8%
SB
22
Strategic Blueprint
Georgia
$8K 2,000 +2,000 New
Bank of America
23
Bank of America
North Carolina
$3K 844 -19,059 -96%
APA
24
American Portfolios Advisors
New York
$2.44K 604
TRCT
25
Tower Research Capital (TRC)
New York
$1K 318 -529 -62%