FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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25 hedge funds and large institutions have $11.1M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2019 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
–
Holders Change %
0%
% of All Funds
0.54%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
8
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LTFS
Ladenburg Thalmann Financial Services
Florida
+$786K
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$585K
3
Morgan Stanley
Morgan Stanley
New York
+$134K
4
Stifel Financial
Stifel Financial
Missouri
+$64K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$60.9K

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$1.24M
2
GI
Glovista Investments
New Jersey
-$293K
3
Baird Financial Group
Baird Financial Group
Wisconsin
-$98.7K
4
CA
Cetera Advisors
Colorado
-$42.3K
5
QCIG
Quad-Cities Investment Group
Iowa
-$30.6K
Name Holding Trade Value Shares
Change 		Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$2.9M +$585K +95,040 +25%
FHA
2
Flagship Harbor Advisors
Massachusetts
$1.41M -$29.6K -4,800 -2%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1.02M +$786K +127,558 +335%
QCIG
4
Quad-Cities Investment Group
Iowa
$986K -$30.6K -4,991 -3%
CA
5
Cetera Advisors
Colorado
$824K -$42.3K -6,856 -5%
AG
6
Advisor Group
Arizona
$663K -$19.1K -3,100 -3%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$642K -$11.4K -1,858 -2%
Wells Fargo
8
Wells Fargo
California
$558K -$1.24M -200,964 -69%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$353K -$98.7K -16,038 -22%
LPL Financial
10
LPL Financial
California
$335K – – –
Morgan Stanley
11
Morgan Stanley
New York
$335K +$134K +21,852 +67%
SFC
12
SYM Financial Corp
Indiana
$261K – – –
GLA
13
Good Life Advisors
Pennsylvania
$235K +$1.78K +289 +0.8%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$136K +$60.9K +9,897 +81%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$129K +$5.21K +843 +4%
CA
16
Calton & Associates
Florida
$120K -$17.3K -2,821 -13%
Stifel Financial
17
Stifel Financial
Missouri
$64K +$64K +10,508 New
RA
18
RFG Advisory
Alabama
$62K +$416 +68 +0.7%
UBS Group
19
UBS Group
Switzerland
$26K -$25.5K -4,141 -49%
Bank of America
20
Bank of America
North Carolina
$19K +$465 +76 +3%
ACS
21
Archford Capital Strategies
Illinois
$12K – – –
ASN
22
Advisory Services Network
Georgia
$6K – – –
AIM
23
Advantage Investment Management
Iowa
$6K – – –
APA
24
American Portfolios Advisors
New York
$3.72K – – –
IA
25
IFP Advisors
Florida
$3K +$3K +417 New
1
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