Cetera Advisors’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

Cetera Advisors’s Portfolio FGB Stock Details FGB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	$50.1K	Sell	13,290 -24,894	-65%	-$89.7K	﹤0.01%	2352
2023 Q4	$137K	Hold	38,184	–	–	﹤0.01%	1680
2023 Q3	$129K	Sell	38,184 -1,103	-3%	-$3.7K	﹤0.01%	1580
2023 Q2	$128K	Hold	39,287	–	–	﹤0.01%	1548
2023 Q1	$123K	Buy	39,287 +1,000	+3%	+$3.23K	﹤0.01%	1544
2022 Q4	$117K	Hold	38,287	–	–	﹤0.01%	1504
2022 Q3	$110K	Hold	38,287	–	–	﹤0.01%	1201
2022 Q2	$122K	Sell	38,287 -2,285	-6%	-$8.44K	﹤0.01%	1294
2022 Q1	$170K	Hold	40,572	–	–	﹤0.01%	1321
2021 Q4	$166K	Sell	40,572 -4,496	-10%	-$18.4K	﹤0.01%	1356
2021 Q3	$179K	Sell	45,068 -1,771	-4%	-$7.26K	﹤0.01%	1317
2021 Q2	$189K	Hold	46,839	–	–	﹤0.01%	1247
2021 Q1	$187K	Sell	46,839 -680	-1%	-$2.47K	0.01%	1156
2020 Q4	$148K	Sell	47,519 -59,361	-56%	-$172K	﹤0.01%	997
2020 Q3	$245K	Sell	106,880 -9,246	-8%	-$26.3K	0.01%	813
2020 Q2	$379K	Sell	116,126 -5,000	-4%	-$15.7K	0.02%	620
2020 Q1	$251K	Sell	121,126 -4,991	-4%	-$25.5K	0.01%	652
2019 Q4	$754K	Sell	126,117 -6,881	-5%	-$41.9K	0.03%	440
2019 Q3	$824K	Buy	132,998 +220	+0.2%	+$1.36K	0.04%	405
2019 Q2	$825K	Sell	132,778 -907	-0.7%	-$5.62K	0.04%	430
2019 Q1	$824K	Sell	133,685 -6,856	-5%	-$41.2K	0.04%	365
2018 Q4	$732K	Sell	140,541 -11,635	-8%	-$69.6K	0.04%	379
2018 Q3	$967K	Buy	152,176 +24,532	+19%	+$155K	0.05%	366
2018 Q2	$766K	Buy	+127,644	New	+$778K	0.04%	385
2018 Q1	–	Sell	-133,463	Closed	-$821K	–	819
2017 Q4	$821K	Buy	+133,463	New	+$873K	0.05%	333

Other funds holding FGB

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

CPRC

Consolidated Portfolio Review Corp Woodbury, New York $1.1B AUM 8.96% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PFG Investments Woodbury, New York $2.15B AUM 25.5% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.27B AUM 18.34% 1-Year Est. Return

Cetera Advisors's FGB Position: Q1 2024 in Review

Cetera Advisors reduced its First Trust Specialty Finance and Financial Opportunities Fund (FGB) stake by 65% in Q1 2024, selling an estimated $89.7K and leaving 13,290 shares worth $50.1K. The position accounts for ﹤0.01% of the portfolio, ranked #2352.

Cetera Advisors first reported a position in FGB in Q4 2017 and has held it in 25 quarters since. The position peaked at $967K in Q3 2018. 36 funds tracked by Wall St. Rank hold FGB as of Q1 2024.

Cetera Advisors held 13,290 shares of First Trust Specialty Finance and Financial Opportunities Fund worth $50.1K as of Q1 2024.
Cetera Advisors sold 24,894 First Trust Specialty Finance and Financial Opportunities Fund shares in Q1 2024, an estimated $89.7K.
First Trust Specialty Finance and Financial Opportunities Fund made up ﹤0.01% of Cetera Advisors's portfolio in Q1 2024, its #2352 holding.
Cetera Advisors first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q4 2017 and has held it in 25 quarters since.
Cetera Advisors's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $967K in Q3 2018.
36 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q1 2024.

Based on Cetera Advisors's 13F filing for Q1 2024, filed 15 May 2024.