FGB

First Trust Specialty Finance and Financial Opportunities Fund

Delisted

FGB was delisted on the 27th of June, 2025.

28 hedge funds and large institutions have $7.21M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
28
Holders Change
+7
Holders Change %
+33.33%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
7
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$1.16M -$429K -137,420 -27%
Osaic Holdings
2
Osaic Holdings
Arizona
$703K +$17.2K +5,521 +3%
RVPG
3
Relative Value Partners Group
$702K +$702K +225,058 New
LPL Financial
4
LPL Financial
California
$660K +$523K +167,674 +382%
FHA
5
Flagship Harbor Advisors
Massachusetts
$492K -$8.31K -2,662 -2%
Morgan Stanley
6
Morgan Stanley
New York
$459K -$37.2K -11,929 -7%
WAM
7
Wolverine Asset Management
Illinois
$395K -$108K -34,733 -21%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$383K -$12.7K -4,072 -3%
MIG
9
Mariner Investment Group
New York
$380K +$165K +52,716 +76%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$324K +$22K +7,062 +7%
QCIG
11
Quad-Cities Investment Group
Iowa
$213K -$106K -33,942 -33%
FIA
12
FNY Investment Advisers
New York
$188K +$188K +60,300 New
LCM
13
Landscape Capital Management
New Jersey
$169K +$169K +54,218 New
GLA
14
Good Life Advisors
Pennsylvania
$167K +$1.56K +500 +0.9%
CA
15
Cetera Advisors
Colorado
$148K -$185K -59,361 -56%
SFC
16
SYM Financial Corp
Indiana
$142K
ASN
17
Advisory Services Network
Georgia
$119K +$10.6K +3,382 +10%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$103K +$103K +33,149 New
Wells Fargo
19
Wells Fargo
California
$62K -$194K -62,227 -76%
LC
20
Lindbrook Capital
California
$56K +$56K +18,000 New
Bank of America
21
Bank of America
North Carolina
$51K +$46.3K +14,878 +992%
RJA
22
Raymond James & Associates
Florida
$44K +$44K +14,155 New
Stifel Financial
23
Stifel Financial
Missouri
$32K -$4.99K -1,599 -13%
VF
24
Virtu Financial
New York
$32K +$32K +10,104 New
UBS Group
25
UBS Group
Switzerland
$14K +$14K +4,466 New