Mariner Investment Group’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

Mariner Investment Group’s Portfolio FGB Stock Details FGB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-56,667	Closed	-$229K	–	132
2021 Q2	$229K	Sell	56,667 -50,642	-47%	-$211K	0.5%	60
2021 Q1	$428K	Sell	107,309 -14,342	-12%	-$52.2K	1.05%	25
2020 Q4	$380K	Buy	121,651 +52,716	+76%	+$153K	0.77%	37
2020 Q3	$158K	Buy	+68,935	New	+$196K	0.44%	32
2014 Q2	–	Sell	-32,500	Closed	-$250K	–	253
2014 Q1	$250K	Buy	32,500 +10,502	+48%	+$83K	0.05%	160
2013 Q4	$173K	Buy	+21,998	New	+$178K	0.03%	235

Other funds holding FGB

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

QCIG

Quad-Cities Investment Group Davenport, Iowa $278M AUM 22.38% 1-Year Est. Return

GLA

Good Life Advisors Reading, Pennsylvania $1.6B AUM 15.83% 1-Year Est. Return

Mariner Investment Group's FGB Position: Q3 2021 in Review

Mariner Investment Group sold out of First Trust Specialty Finance and Financial Opportunities Fund (FGB) in Q3 2021, closing a stake of 56,667 shares — an estimated $229K sold.

Mariner Investment Group first reported a position in FGB in Q4 2013 and held it in 6 quarters. The position peaked at $428K in Q1 2021. 29 funds tracked by Wall St. Rank hold FGB as of Q3 2021.

Mariner Investment Group reported no remaining First Trust Specialty Finance and Financial Opportunities Fund position as of Q3 2021 after selling out during the quarter.
Mariner Investment Group sold 56,667 First Trust Specialty Finance and Financial Opportunities Fund shares in Q3 2021, an estimated $229K.
Mariner Investment Group first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q4 2013 and held it in 6 quarters.
Mariner Investment Group's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $428K in Q1 2021.
29 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q3 2021.

Based on Mariner Investment Group's 13F filing for Q3 2021, filed 12 Nov 2021.