FGB

First Trust Specialty Finance and Financial Opportunities Fund

Delisted

FGB was delisted on the 27th of June, 2025.

27 hedge funds and large institutions have $8.89M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 12 reducing their positions, and 6 closing their positions.

Holders
27
Holders Change
-1
Holders Change %
-3.57%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
6
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$1.42M 355,407 -17,753 -5%
RVPG
2
Relative Value Partners Group
$899K 225,308 +250 +0.1%
LPL Financial
3
LPL Financial
California
$869K 217,810 +6,262 +3%
Osaic Holdings
4
Osaic Holdings
Arizona
$752K 188,605 -36,930 -16%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$626K 157,129 +53,199 +51%
FHA
6
Flagship Harbor Advisors
Massachusetts
$575K 144,027 -13,669 -9%
Morgan Stanley
7
Morgan Stanley
New York
$504K 126,373 -20,897 -14%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$482K 120,841 -1,877 -2%
MIG
9
Mariner Investment Group
New York
$428K 107,309 -14,342 -12%
WAM
10
Wolverine Asset Management
Illinois
$323K 81,166 -45,670 -36%
QCIG
11
Quad-Cities Investment Group
Iowa
$262K 65,558 -2,816 -4%
MIAN
12
Mariner Independent Advisor Network
Kansas
$216K 54,071 +54,071 New
GLA
13
Good Life Advisors
Pennsylvania
$215K 53,873 +455 +0.9%
CA
14
Cetera Advisors
Colorado
$187K 46,839 -680 -1%
FIA
15
FNY Investment Advisers
New York
$182K 45,711 -14,589 -24%
SFC
16
SYM Financial Corp
Indiana
$181K 45,379
BWA
17
BDO Wealth Advisors
Florida
$159K 39,742 +39,742 New
ASN
18
Advisory Services Network
Georgia
$152K 38,034
Stifel Financial
19
Stifel Financial
Missouri
$127K 31,917 +21,671 +212%
Bank of America
20
Bank of America
North Carolina
$79K 19,903 +3,525 +22%
Wells Fargo
21
Wells Fargo
California
$77K 19,363 -500 -3%
LC
22
Lindbrook Capital
California
$72K 18,000
LCM
23
Landscape Capital Management
New Jersey
$43K 10,745 -43,473 -80%
WW
24
Waterfront Wealth
Kansas
$42K 10,403 +10,403 New
HI
25
Harbour Investments
Wisconsin
$15K 3,690 +3,690 New