FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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25 hedge funds and large institutions have $9.58M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
+3
Holders Change %
+13.64%
% of All Funds
0.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
9
Reduced
9
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GI
Glovista Investments
New Jersey
+$293K
2
Wells Fargo
Wells Fargo
California
+$146K
3
CA
Calton & Associates
Florida
+$116K
4
SFC
SYM Financial Corp
Indiana
+$82.5K
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$62.3K

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$142K
2
AG
Advisor Group
Arizona
-$135K
3
Morgan Stanley
Morgan Stanley
New York
-$107K
4
Stifel Financial
Stifel Financial
Missouri
-$92K
5
CA
Cetera Advisors
Colorado
-$60.6K
Name Holding Trade Value Shares
Change 		Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$1.96M +$62.3K +11,964 +3%
Wells Fargo
2
Wells Fargo
California
$1.52M +$146K +27,970 +11%
FHA
3
Flagship Harbor Advisors
Massachusetts
$1.22M +$31.8K +6,099 +3%
QCIG
4
Quad-Cities Investment Group
Iowa
$859K +$17.3K +3,347 +2%
CA
5
Cetera Advisors
Colorado
$732K -$60.6K -11,635 -8%
AG
6
Advisor Group
Arizona
$577K -$135K -25,870 -19%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$553K +$45K +8,636 +9%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$382K -$6.57K -1,261 -2%
GI
9
Glovista Investments
New Jersey
$293K +$293K +56,209 New
LPL Financial
10
LPL Financial
California
$283K -$24.6K -4,731 -8%
SFC
11
SYM Financial Corp
Indiana
$221K +$82.5K +15,803 +60%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$198K +$12K +2,300 +6%
GLA
13
Good Life Advisors
Pennsylvania
$197K +$43.5K +8,372 +28%
Morgan Stanley
14
Morgan Stanley
New York
$170K -$107K -20,443 -39%
CA
15
Calton & Associates
Florida
$116K +$116K +22,355 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$104K -$6.09K -1,173 -6%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$64K -$142K -27,041 -69%
RA
18
RFG Advisory
Alabama
$52K +$52K +10,075 New
UBS Group
19
UBS Group
Switzerland
$44K -$6.74K -1,281 -13%
Bank of America
20
Bank of America
North Carolina
$16K +$381 +72 +2%
ACS
21
Archford Capital Strategies
Illinois
$10K – – –
AIM
22
Advantage Investment Management
Iowa
$5K – – –
ASN
23
Advisory Services Network
Georgia
$5K – – –
APA
24
American Portfolios Advisors
New York
$3.15K -$7.82K -1,500 -71%
HT
25
Heritage Trust
Oklahoma
$2K +$2K +421 New
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