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FGB

First Trust Specialty Finance and Financial Opportunities Fund

Delisted

FGB was delisted on the 27th of June, 2025.

25 hedge funds and large institutions have $9.58M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2018 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

14% more funds holding

Funds holding: 2225 (+3)

0.45% more ownership

Funds ownership: 12.38%12.83% (+0.45%)

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

15% less capital invested

Capital invested by funds: $11.3M → $9.58M (-$1.67M)

Holders
25
Holders Change
+3
Holders Change %
+13.64%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
9
Reduced
9
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
1
Raymond James Financial Services Advisors
Florida
$1.96M +$71.6K +11,964 +3%
Wells Fargo
2
Wells Fargo
California
$1.52M +$167K +27,970 +11%
FHA
3
Flagship Harbor Advisors
Massachusetts
$1.22M +$36.5K +6,099 +3%
QCIG
4
Quad-Cities Investment Group
Iowa
$859K +$20K +3,347 +2%
CA
5
Cetera Advisors
Colorado
$732K -$69.6K -11,635 -8%
AG
6
Advisor Group
Arizona
$577K -$155K -25,870 -19%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$553K +$51.7K +8,636 +9%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$382K -$7.55K -1,261 -2%
GI
9
Glovista Investments
New Jersey
$293K +$336K +56,209 New
LPL Financial
10
LPL Financial
California
$283K -$28.3K -4,731 -8%
SFC
11
SYM Financial Corp
Indiana
$221K +$94.6K +15,803 +60%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$198K +$13.8K +2,300 +6%
GLA
13
Good Life Advisors
Pennsylvania
$197K +$50.1K +8,372 +28%
Morgan Stanley
14
Morgan Stanley
New York
$170K -$122K -20,443 -39%
CA
15
Calton & Associates
Florida
$116K +$134K +22,355 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$104K -$7.02K -1,173 -6%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$64K -$162K -27,041 -69%
RA
18
RFG Advisory
Alabama
$52K +$60.3K +10,075 New
UBS Group
19
UBS Group
Switzerland
$44K -$7.67K -1,281 -13%
Bank of America
20
Bank of America
North Carolina
$16K +$431 +72 +2%
ACS
21
Archford Capital Strategies
Illinois
$10K
AIM
22
Advantage Investment Management
Iowa
$5K
ASN
23
Advisory Services Network
Georgia
$5K
APA
24
American Portfolios Advisors
New York
$3.15K -$8.98K -1,500 -71%
HT
25
Heritage Trust
Oklahoma
$2K +$2.52K +421 New

FGB Hedge Fund Activity: Q4 2018 in Review

25 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Specialty Finance and Financial Opportunities Fund (FGB) for Q4 2018, worth a combined $9.58M — down 15% from $11.3M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FGB positions and 1 closed out — a net gain of 3 holders — while 9 added to existing stakes and 9 trimmed.

The largest buyer was Glovista Investments, opening a new position worth an estimated $336K. The largest seller was Susquehanna International Group, cutting an estimated $162K.

  • 25 institutional investors held First Trust Specialty Finance and Financial Opportunities Fund (FGB) as of Q4 2018, up from 22 in Q3 2018.
  • Funds reported $9.58M of First Trust Specialty Finance and Financial Opportunities Fund stock for Q4 2018, down 15% quarter-over-quarter.
  • 4 funds opened new First Trust Specialty Finance and Financial Opportunities Fund positions in Q4 2018 and 1 closed out, a net change of +3 holders.
  • The largest First Trust Specialty Finance and Financial Opportunities Fund buyer in Q4 2018 was Glovista Investments, an estimated $336K added.
  • The largest First Trust Specialty Finance and Financial Opportunities Fund seller in Q4 2018 was Susquehanna International Group, an estimated $162K sold.

Based on aggregated 13F filings for Q4 2018.