Advisor Group’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

Advisor Group’s Portfolio FGB Stock Details FGB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$115K	Sell	19,200 -500	-3%	-$3.05K	﹤0.01%	2828
2019 Q3	$122K	Buy	19,700 +500	+3%	+$3.09K	﹤0.01%	2740
2019 Q2	$119K	Sell	19,200 -88,420	-82%	-$548K	﹤0.01%	2724
2019 Q1	$663K	Sell	107,620 -3,100	-3%	-$18.6K	0.01%	1393
2018 Q4	$577K	Sell	110,720 -25,870	-19%	-$155K	0.01%	1306
2018 Q3	$866K	Buy	136,590 +85,719	+169%	+$542K	0.01%	1089
2018 Q2	$306K	Buy	50,871 +22,032	+76%	+$134K	﹤0.01%	1667
2018 Q1	$174K	Sell	28,839 -504	-2%	-$3.1K	﹤0.01%	2079
2017 Q4	$180K	Sell	29,343 -254	-0.9%	-$1.66K	﹤0.01%	2085
2017 Q3	$203K	Sell	29,597 -925	-3%	-$6.5K	﹤0.01%	1849
2017 Q2	$221K	Buy	30,522 +7,023	+30%	+$51.9K	﹤0.01%	1710
2017 Q1	$175K	Sell	23,499 -14,500	-38%	-$109K	﹤0.01%	1769
2016 Q4	$268K	Sell	37,999 -11,372	-23%	-$79.5K	0.01%	1365
2016 Q3	$343K	Sell	49,371 -1,628	-3%	-$11.1K	0.01%	1193
2016 Q2	$311K	Buy	+50,999	New	+$311K	0.01%	1181

Other funds holding FGB

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.27B AUM 18.34% 1-Year Est. Return

QCIG

Quad-Cities Investment Group Davenport, Iowa $278M AUM 22.38% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advisor Group's FGB Position: Q4 2019 in Review

Advisor Group reduced its First Trust Specialty Finance and Financial Opportunities Fund (FGB) stake by 2.5% in Q4 2019, selling an estimated $3.05K and leaving 19,200 shares worth $115K. The position accounts for ﹤0.01% of the portfolio, ranked #2828.

Advisor Group first reported a position in FGB in Q2 2016 and has held it in 15 quarters since. The position peaked at $866K in Q3 2018. 26 funds tracked by Wall St. Rank hold FGB as of Q4 2019.

Advisor Group held 19,200 shares of First Trust Specialty Finance and Financial Opportunities Fund worth $115K as of Q4 2019.
Advisor Group sold 500 First Trust Specialty Finance and Financial Opportunities Fund shares in Q4 2019, an estimated $3.05K.
First Trust Specialty Finance and Financial Opportunities Fund made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #2828 holding.
Advisor Group first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q2 2016 and has held it in 15 quarters since.
Advisor Group's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $866K in Q3 2018.
26 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.