FGB

First Trust Specialty Finance and Financial Opportunities Fund

Delisted

FGB was delisted on the 27th of June, 2025.

22 hedge funds and large institutions have $10.6M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2019 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
12
Reduced
4
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$3.14M +$105K +17,001 +3%
FHA
2
Flagship Harbor Advisors
Massachusetts
$1.39M -$10.9K -1,760 -0.8%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$1.21M +$62.6K +10,098 +5%
QCIG
4
Quad-Cities Investment Group
Iowa
$1.13M +$65.7K +10,565 +6%
CA
5
Cetera Advisors
Colorado
$824K +$1.36K +220 +0.2%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$629K +$16.3K +2,635 +3%
Wells Fargo
7
Wells Fargo
California
$494K +$9.5K +1,533 +2%
Morgan Stanley
8
Morgan Stanley
New York
$333K -$7.63K -1,232 -2%
GLA
9
Good Life Advisors
Pennsylvania
$277K +$12.8K +2,054 +5%
SFC
10
SYM Financial Corp
Indiana
$272K +$3.41K +550 +1%
LPL Financial
11
LPL Financial
California
$243K -$80.6K -12,967 -25%
Stifel Financial
12
Stifel Financial
Missouri
$161K +$81.6K +13,115 +103%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$124K -$8.03K -1,298 -6%
AG
14
Advisor Group
Arizona
$122K +$3.1K +500 +3%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$109K +$109K +17,592 New
MA
16
Mutual Advisors
Nebraska
$100K +$2.66K +427 +3%
UBS Group
17
UBS Group
Switzerland
$26K
APA
18
American Portfolios Advisors
New York
$25.4K
Bank of America
19
Bank of America
North Carolina
$18K +$512 +83 +3%
ASN
20
Advisory Services Network
Georgia
$6K
AIM
21
Advantage Investment Management
Iowa
$6K
WAP
22
Wealthcare Advisory Partners
Pennsylvania
$5K +$5K +732 New
ACS
23
Archford Capital Strategies
Illinois
-$12K -2,000 Closed