First Trust Specialty Finance and Financial Opportunities Fund
FGB was delisted on the 27th of June, 2025.
17 hedge funds and large institutions have $13.1M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 0 closing their positions.
13% more funds holding
Funds holding: 15 → 17 (+2)
0% more repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 6
0.96% less ownership
Funds ownership: 12.61% → 11.65% (-0.96%)
11% less capital invested
Capital invested by funds: $14.7M → $13.1M (-$1.6M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$877K |
| 2 |
SG Americas Securities
New York
|
+$192K |
| 3 |
MIG
Mariner Investment Group
Harrison,
New York
|
+$178K |
| 4 |
Morgan Stanley
New York
|
+$99.8K |
| 5 |
WRM
Westport Resources Management
Westport,
Connecticut
|
+$59K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$1.46M |
| 2 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$761K |
| 3 |
U
UBS
Zurich,
Switzerland
|
-$26.3K |
| 4 |
AIG
American International Group
New York
|
-$25K |
| 5 |
AA
Apriem Advisors
Irvine,
California
|
-$18.7K |
FGB Hedge Fund Activity: Q4 2013 in Review
17 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in First Trust Specialty Finance and Financial Opportunities Fund (FGB) for Q4 2013, worth a combined $13.1M — down 11% from $14.7M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new FGB positions and 0 closed out — a net gain of 3 holders — while 6 added to existing stakes and 6 trimmed.
The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $877K. The largest seller was Wells Fargo, cutting an estimated $1.46M.
- 17 institutional investors held First Trust Specialty Finance and Financial Opportunities Fund (FGB) as of Q4 2013, up from 15 in Q3 2013.
- Funds reported $13.1M of First Trust Specialty Finance and Financial Opportunities Fund stock for Q4 2013, down 11% quarter-over-quarter.
- 3 funds opened new First Trust Specialty Finance and Financial Opportunities Fund positions in Q4 2013 and 0 closed out, a net change of +3 holders.
- The largest First Trust Specialty Finance and Financial Opportunities Fund buyer in Q4 2013 was Wolverine Asset Management, an estimated $877K added.
- The largest First Trust Specialty Finance and Financial Opportunities Fund seller in Q4 2013 was Wells Fargo, an estimated $1.46M sold.
Based on aggregated 13F filings for Q4 2013.