SG Americas Securities
FGB

SG Americas Securities’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

SG Americas Securities’s Portfolio FGB Stock Details FGB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-23,766
Closed -$187K – 2526
2013
Q4 		$187K Buy
+23,766
New +$192K ﹤0.01% 2072

Other funds holding FGB

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AA
Apriem Advisors Irvine, California $1.05B AUM 22.09% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
MIG
Mariner Investment Group Harrison, New York $346M AUM 25.25% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

SG Americas Securities's FGB Position: Q1 2014 in Review

SG Americas Securities sold out of First Trust Specialty Finance and Financial Opportunities Fund (FGB) in Q1 2014, closing a stake of 23,766 shares — an estimated $187K sold.

SG Americas Securities first reported a position in FGB in Q4 2013 and held it in 1 quarter. The position peaked at $187K in Q4 2013. 22 funds tracked by Wall St. Rank hold FGB as of Q1 2014.

  • SG Americas Securities reported no remaining First Trust Specialty Finance and Financial Opportunities Fund position as of Q1 2014 after selling out during the quarter.
  • SG Americas Securities sold 23,766 First Trust Specialty Finance and Financial Opportunities Fund shares in Q1 2014, an estimated $187K.
  • SG Americas Securities first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q4 2013 and held it in 1 quarter.
  • SG Americas Securities's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $187K in Q4 2013.
  • 22 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q1 2014.

Based on SG Americas Securities's 13F filing for Q1 2014, filed 14 May 2014.