Advisors Asset Management’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

Advisors Asset Management’s Portfolio FGB Stock Details FGB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-175,421	Closed	-$1.32M	–	1836
2015 Q1	$1.32M	Sell	175,421 -15,625	-8%	-$118K	0.02%	788
2014 Q4	$1.5M	Sell	191,046 -57,892	-23%	-$464K	0.02%	729
2014 Q3	$2.08M	Sell	248,938 -211,220	-46%	-$1.77M	0.03%	606
2014 Q2	$3.73M	Sell	460,158 -44,922	-9%	-$345K	0.05%	408
2014 Q1	$3.89M	Sell	505,080 -125,874	-20%	-$995K	0.06%	373
2013 Q4	$4.96M	Sell	630,954 -94,159	-13%	-$761K	0.08%	314
2013 Q3	$5.91M	Buy	725,113 +82,774	+13%	+$687K	0.1%	252
2013 Q2	$5.35M	Buy	+642,339	New	+$5.42M	0.1%	266

Other funds holding FGB

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Apriem Advisors Irvine, California $1.05B AUM 22.09% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Advisors Asset Management's FGB Position: Q2 2015 in Review

Advisors Asset Management sold out of First Trust Specialty Finance and Financial Opportunities Fund (FGB) in Q2 2015, closing a stake of 175,421 shares — an estimated $1.32M sold.

Advisors Asset Management first reported a position in FGB in Q2 2013 and held it in 8 quarters. The position peaked at $5.91M in Q3 2013. 21 funds tracked by Wall St. Rank hold FGB as of Q2 2015.

Advisors Asset Management reported no remaining First Trust Specialty Finance and Financial Opportunities Fund position as of Q2 2015 after selling out during the quarter.
Advisors Asset Management sold 175,421 First Trust Specialty Finance and Financial Opportunities Fund shares in Q2 2015, an estimated $1.32M.
Advisors Asset Management first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q2 2013 and held it in 8 quarters.
Advisors Asset Management's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $5.91M in Q3 2013.
21 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q2 2015.

Based on Advisors Asset Management's 13F filing for Q2 2015, filed 11 Aug 2015.