FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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21 hedge funds and large institutions have $6.31M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 3 reducing their positions, and 2 closing their positions.

Holders
21
Holders Change
+3
Holders Change %
+16.67%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
8
Reduced
3
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DA
1
Doliver Advisors
Texas
$282K
2
Citigroup
2
Citigroup
New York
$168K
3
LPL Financial
3
LPL Financial
California
$141K
4
VKH
4
Virtu KCG Holdings
New York
$61K
5
UBS Group
5
UBS Group
Switzerland
$71K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$89K
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$0
3
WRM
3
Westport Resources Management
Connecticut
$0
4
IH
4
IFC Holdings
Florida
$145K
5
Wells Fargo
5
Wells Fargo
California
$3.09M
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$3.09M 554,946 -16,401 -3%
AA
2
Apriem Advisors
California
$946K 169,787 +2,053 +1%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$583K 104,656 +2,690 +3%
AIG
4
American International Group
New York
$323K 58,000 +300 +0.5%
DA
5
Doliver Advisors
Texas
$282K 50,698 +50,698 New
Citigroup
6
Citigroup
New York
$168K 30,036 +30,036 New
IH
7
IFC Holdings
Florida
$145K 25,994 -18,415 -41%
LPL Financial
8
LPL Financial
California
$141K 24,510 +13,231 +117%
Bank of America
9
Bank of America
North Carolina
$97K 17,437 +1,927 +12%
Morgan Stanley
10
Morgan Stanley
New York
$89K 16,002 -117,622 -88%
CIA
11
Capital Investment Advisors
Georgia
$73K 13,100 – –
UBS Group
12
UBS Group
Switzerland
$71K 12,763 +9,055 +244%
BW
13
Bison Wealth
Georgia
$69K 12,391 – –
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$63K 11,252 +2,444 +28%
VKH
15
Virtu KCG Holdings
New York
$61K 11,030 +11,030 New
SF
16
Synovus Financial
Georgia
$37K 6,597 – –
BFEC
17
Benjamin F. Edwards & Company
Missouri
$36K 6,550 – –
FNBT
18
FineMark National Bank & Trust
Florida
$17K 3,000 +3,000 New
TRCT
19
Tower Research Capital (TRC)
New York
$8K 1,497 +1,129 +307%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$4K 851 – –
IA
21
IFP Advisors
Florida
$1K 250 +250 New
RJFSA
22
Raymond James Financial Services Advisors
Florida
– – -39,075 Closed
WRM
23
Westport Resources Management
Connecticut
– – -23,751 Closed