First Trust Specialty Finance and Financial Opportunities Fund
FGB was delisted on the 27th of June, 2025.
21 hedge funds and large institutions have $6.3M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 3 reducing their positions, and 2 closing their positions.
167% more repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 3
150% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 2
17% more funds holding
Funds holding: 18 → 21 (+3)
0.61% less ownership
Funds ownership: 8.52% → 7.91% (-0.61%)
12% less capital invested
Capital invested by funds: $7.17M → $6.3M (-$866K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
DA
Doliver Advisors
Houston,
Texas
|
+$310K |
| 2 |
Citigroup
New York
|
+$183K |
| 3 |
LPL Financial
San Diego,
California
|
+$80.8K |
| 4 |
VKH
Virtu KCG Holdings
New York
|
+$67.4K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$55.3K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$718K |
| 2 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$229K |
| 3 |
WRM
Westport Resources Management
Westport,
Connecticut
|
-$139K |
| 4 |
IH
IFC Holdings
Tampa,
Florida
|
-$112K |
| 5 |
Wells Fargo
San Francisco,
California
|
-$100K |
FGB Hedge Fund Activity: Q4 2015 in Review
21 of the 3,824 institutional investors tracked by Wall St. Rank reported a position in First Trust Specialty Finance and Financial Opportunities Fund (FGB) for Q4 2015, worth a combined $6.3M — down 12% from $7.17M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new FGB positions and 2 closed out — a net gain of 3 holders — while 8 added to existing stakes and 3 trimmed.
The largest buyer was Doliver Advisors, opening a new position worth an estimated $310K. The largest seller was Morgan Stanley, cutting an estimated $718K.
- 21 institutional investors held First Trust Specialty Finance and Financial Opportunities Fund (FGB) as of Q4 2015, up from 18 in Q3 2015.
- Funds reported $6.3M of First Trust Specialty Finance and Financial Opportunities Fund stock for Q4 2015, down 12% quarter-over-quarter.
- 5 funds opened new First Trust Specialty Finance and Financial Opportunities Fund positions in Q4 2015 and 2 closed out, a net change of +3 holders.
- The largest First Trust Specialty Finance and Financial Opportunities Fund buyer in Q4 2015 was Doliver Advisors, an estimated $310K added.
- The largest First Trust Specialty Finance and Financial Opportunities Fund seller in Q4 2015 was Morgan Stanley, an estimated $718K sold.
Based on aggregated 13F filings for Q4 2015.