LPL Financial
FGB

LPL Financial’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

LPL Financial’s Portfolio FGB Stock Details FGB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q2 		– Sell
-1,039,701
Closed -$4.47M – 5601
2025
Q1 		$4.47M Sell
1,039,701
-27,547
-3% -$120K ﹤0.01% 2243
2024
Q4 		$4.49M Buy
1,067,248
+191
+0% +$799 ﹤0.01% 2162
2024
Q3 		$4.34M Sell
1,067,057
-45,393
-4% -$180K ﹤0.01% 2110
2024
Q2 		$4.33M Buy
1,112,450
+73,102
+7% +$276K ﹤0.01% 1983
2024
Q1 		$3.92M Buy
1,039,348
+93,647
+10% +$337K ﹤0.01% 1969
2023
Q4 		$3.39M Buy
945,701
+484,187
+105% +$1.59M ﹤0.01% 1970
2023
Q3 		$1.56M Sell
461,514
-167,466
-27% -$561K ﹤0.01% 2525
2023
Q2 		$2.05M Buy
628,980
+19,090
+3% +$57.9K ﹤0.01% 2227
2023
Q1 		$1.92M Buy
609,890
+33,430
+6% +$108K ﹤0.01% 2180
2022
Q4 		$1.76M Buy
576,460
+31,518
+6% +$100K ﹤0.01% 2161
2022
Q3 		$1.56M Buy
544,942
+43,540
+9% +$148K ﹤0.01% 2170
2022
Q2 		$1.6M Buy
501,402
+83,056
+20% +$307K ﹤0.01% 2201
2022
Q1 		$1.75M Buy
418,346
+143,036
+52% +$579K ﹤0.01% 2164
2021
Q4 		$1.13M Buy
275,310
+26,759
+11% +$110K ﹤0.01% 2553
2021
Q3 		$988K Buy
248,551
+14,648
+6% +$60K ﹤0.01% 2627
2021
Q2 		$945K Buy
233,903
+16,093
+7% +$67K ﹤0.01% 2608
2021
Q1 		$869K Buy
217,810
+6,262
+3% +$22.8K ﹤0.01% 2518
2020
Q4 		$660K Buy
211,548
+167,674
+382% +$486K ﹤0.01% 2511
2020
Q3 		$100K Sell
43,874
-100
-0.2% -$284 ﹤0.01% 3371
2020
Q2 		$143K Buy
43,974
+3,050
+7% +$9.6K ﹤0.01% 3215
2020
Q1 		$85K Buy
40,924
+2,110
+5% +$10.8K ﹤0.01% 3022
2019
Q4 		$232K Sell
38,814
-300
-0.8% -$1.83K ﹤0.01% 2984
2019
Q3 		$243K Sell
39,114
-12,967
-25% -$80.1K ﹤0.01% 2854
2019
Q2 		$323K Sell
52,081
-2,275
-4% -$14.1K ﹤0.01% 2635
2019
Q1 		$335K Hold
54,356
– – ﹤0.01% 2546
2018
Q4 		$283K Sell
54,356
-4,731
-8% -$28.3K ﹤0.01% 2512
2018
Q3 		$375K Buy
59,087
+884
+2% +$5.58K ﹤0.01% 2469
2018
Q2 		$350K Sell
58,203
-20,589
-26% -$126K ﹤0.01% 2504
2018
Q1 		$474K Buy
78,792
+30,455
+63% +$187K ﹤0.01% 2199
2017
Q4 		$297K Buy
48,337
+12,362
+34% +$80.9K ﹤0.01% 2504
2017
Q3 		$247K Sell
35,975
-9,127
-20% -$64.2K ﹤0.01% 2516
2017
Q2 		$327K Sell
45,102
-8,682
-16% -$64.1K ﹤0.01% 2213
2017
Q1 		$399K Sell
53,784
-2,830
-5% -$21.3K ﹤0.01% 1986
2016
Q4 		$406K Sell
56,614
-2,739
-5% -$19.1K ﹤0.01% 1921
2016
Q3 		$412K Buy
59,353
+41,128
+226% +$280K ﹤0.01% 1884
2016
Q2 		$112K Sell
18,225
-19,441
-52% -$119K ﹤0.01% 2491
2016
Q1 		$224K Buy
37,666
+13,156
+54% +$71K ﹤0.01% 2720
2015
Q4 		$141K Buy
24,510
+13,231
+117% +$80.8K ﹤0.01% 2922
2015
Q3 		$69K Sell
11,279
-2,182
-16% -$13.5K ﹤0.01% 2694
2015
Q2 		$87K Buy
13,461
+3,351
+33% +$24.3K ﹤0.01% 2768
2015
Q1 		$76K Sell
10,110
-32,265
-76% -$243K ﹤0.01% 2700
2014
Q4 		$333K Sell
42,375
-21,313
-33% -$171K ﹤0.01% 2063
2014
Q3 		$520K Buy
63,688
+48,152
+310% +$403K ﹤0.01% 1754
2014
Q2 		$126K Buy
15,536
+2,262
+17% +$17.3K ﹤0.01% 2577
2014
Q1 		$102K Sell
13,274
-1,918
-13% -$15.2K ﹤0.01% 2550
2013
Q4 		$119K Buy
15,192
+1,352
+10% +$10.9K ﹤0.01% 2546
2013
Q3 		$111K Buy
13,840
+147
+1% +$1.22K ﹤0.01% 2441
2013
Q2 		$114K Buy
+13,693
New +$116K ﹤0.01% 2318

Other funds holding FGB

IA
IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

LPL Financial's FGB Position: Q2 2025 in Review

LPL Financial sold out of First Trust Specialty Finance and Financial Opportunities Fund (FGB) in Q2 2025, closing a stake of 1,039,701 shares — an estimated $4.47M sold.

LPL Financial first reported a position in FGB in Q2 2013 and held it in 48 quarters. The position peaked at $4.49M in Q4 2024. 1 fund tracked by Wall St. Rank holds FGB as of Q2 2025.

  • LPL Financial reported no remaining First Trust Specialty Finance and Financial Opportunities Fund position as of Q2 2025 after selling out during the quarter.
  • LPL Financial sold 1,039,701 First Trust Specialty Finance and Financial Opportunities Fund shares in Q2 2025, an estimated $4.47M.
  • LPL Financial first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q2 2013 and held it in 48 quarters.
  • LPL Financial's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $4.49M in Q4 2024.
  • 1 fund tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q2 2025.

Based on LPL Financial's 13F filing for Q2 2025, filed 12 Aug 2025.