FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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29 hedge funds and large institutions have $7.4M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2022 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 4 closing their positions.

Holders
29
Holders Change
+1
Holders Change %
+3.57%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
9
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$1.6M
2
SFS
2
Shaker Financial Services
Virginia
$343K
3
Morgan Stanley
3
Morgan Stanley
New York
$1.11M
4
BCA
4
Bay Colony Advisors
Massachusetts
$106K
5
CAG
5
Csenge Advisory Group
Florida
$193K

Top Sellers

1
MIAN
1
Mariner Independent Advisor Network
Kansas
$0
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$282K
3
Bank of America
3
Bank of America
North Carolina
$98K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$950K
5
LSC
5
Logan Stone Capital
Illinois
$34K
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$1.6M 501,402 +83,056 +20%
Morgan Stanley
2
Morgan Stanley
New York
$1.11M 348,287 +42,674 +14%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$950K 297,902 -10,599 -3%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$588K 184,440 +3,148 +2%
FHA
5
Flagship Harbor Advisors
Massachusetts
$482K 151,004 -400 -0.3%
SFS
6
Shaker Financial Services
Virginia
$343K 107,564 +73,031 +211%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$282K 88,637 -11,300 -11%
SFC
8
SYM Financial Corp
Indiana
$270K 84,537 +9,562 +13%
Wells Fargo
9
Wells Fargo
California
$196K 61,259 +362 +0.6%
CAG
10
Csenge Advisory Group
Florida
$193K 60,597 +27,656 +84%
QCIG
11
Quad-Cities Investment Group
Iowa
$173K 54,312 -4,565 -8%
GLA
12
Good Life Advisors
Pennsylvania
$162K 50,789 +514 +1%
NRW
13
Nova R Wealth
Kansas
$149K 46,660 +123 +0.3%
CA
14
Cetera Advisors
Colorado
$122K 38,287 -2,285 -6%
Osaic Holdings
15
Osaic Holdings
Arizona
$118K 37,323 – –
BCA
16
Bay Colony Advisors
Massachusetts
$106K 30,065 +30,065 New
IA
17
IFP Advisors
Florida
$103K 16,816 – –
Bank of America
18
Bank of America
North Carolina
$98K 30,751 -11,115 -27%
BWA
19
BDO Wealth Advisors
Florida
$94K 29,404 – –
ASN
20
Advisory Services Network
Georgia
$64K 20,151 – –
CWM
21
Castle Wealth Management
Florida
$49K 15,290 +15,290 New
SPIA
22
Steward Partners Investment Advisory
New York
$47K 14,815 – –
LSC
23
Logan Stone Capital
Illinois
$34K 10,744 -8,297 -44%
LCM
24
Landscape Capital Management
New Jersey
$33K 10,233 +10,233 New
LC
25
Lindbrook Capital
California
$16K 5,000 – –
1
2