FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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40 hedge funds and large institutions have $22.9M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2025 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
-2
Holders Change %
-4.76%
% of All Funds
0.54%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
13
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
+$577K
2
AIA
Absolute Investment Advisers
Florida
+$409K
3
NS
NBC Securities
Alabama
+$309K
4
CL
CSS LLC
Illinois
+$283K
5
Morgan Stanley
Morgan Stanley
New York
+$214K

Top Sellers

1
AGM
Alpine Global Management
New York
-$671K
2
FHA
Flagship Harbor Advisors
Massachusetts
-$439K
3
RCM
Rivernorth Capital Management
Florida
-$364K
4
CC
CF Capital
Massachusetts
-$325K
5
SFS
Shaker Financial Services
Virginia
-$131K
Name Holding Trade Value Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$4.92M +$577K +134,284 +13%
LPL Financial
2
LPL Financial
California
$4.47M -$118K -27,547 -3%
SCM
3
Saba Capital Management
New York
$3.01M – – –
Morgan Stanley
4
Morgan Stanley
New York
$2.87M +$214K +49,742 +8%
AC
5
Almitas Capital
California
$917K +$396 +92 +0%
RCM
6
Rivernorth Capital Management
Florida
$763K -$364K -84,754 -32%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$744K -$26.7K -6,200 -3%
AIA
8
Absolute Investment Advisers
Florida
$635K +$409K +95,185 +181%
AFG
9
Atomi Financial Group
New York
$570K +$75.5K +17,555 +15%
CL
10
CSS LLC
Illinois
$533K +$283K +65,898 +113%
CC
11
CF Capital
Massachusetts
$382K -$325K -82,568 -46%
Wells Fargo
12
Wells Fargo
California
$344K -$5.11K -1,189 -1%
NS
13
NBC Securities
Alabama
$309K +$309K +72,075 +1,201,250%
UPS
14
UHLMANN PRICE SECURITIES
Illinois
$279K +$6.13K +1,425 +2%
SFC
15
SYM Financial Corp
Indiana
$254K -$13.2K -3,077 -5%
Raymond James Financial
16
Raymond James Financial
Florida
$249K -$64.5K -15,000 -21%
QL
17
Quarry LP
New York
$245K +$157K +36,488 +179%
GLA
18
Good Life Advisors
Pennsylvania
$222K +$38.3K +8,907 +21%
Osaic Holdings
19
Osaic Holdings
Arizona
$204K +$3.13K +727 +2%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$134K +$46.2K +10,747 +53%
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$94K – – –
CAG
22
Csenge Advisory Group
Florida
$92.3K +$5.15K +1,337 +6%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$86K – – –
MCM
24
Mendel Capital Management
Arkansas
$85.7K – – –
AFP
25
Ausdal Financial Partners
Iowa
$63.6K +$63.6K +14,788 New
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