FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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24 hedge funds and large institutions have $11.5M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2017 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
24
Holders Change
+5
Holders Change %
+26.32%
% of All Funds
0.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
10
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
+$254K
2
Morgan Stanley
Morgan Stanley
New York
+$201K
3
LTFS
Ladenburg Thalmann Financial Services
Florida
+$95K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$87K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$78.5K

Top Sellers

1
TC
TFS Capital
Pennsylvania
-$111K
2
DA
Doliver Advisors
Texas
-$80K
3
LPL Financial
LPL Financial
California
-$62.9K
4
Ameriprise
Ameriprise
Minnesota
-$48.5K
5
Bank of America
Bank of America
North Carolina
-$36.5K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$4.83M -$25.5K -3,521 -0.5%
FHA
2
Flagship Harbor Advisors
Massachusetts
$1.4M +$68.8K +9,597 +5%
IH
3
IFC Holdings
Florida
$1.17M -$24.1K -3,329 -2%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$683K +$2.54K +351 +0.4%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$527K +$16.5K +2,274 +3%
LPL Financial
6
LPL Financial
California
$327K -$62.9K -8,682 -16%
DA
7
Doliver Advisors
Texas
$324K -$80K -11,052 -20%
Morgan Stanley
8
Morgan Stanley
New York
$301K +$201K +27,777 +201%
Ameriprise
9
Ameriprise
Minnesota
$277K -$48.5K -6,696 -15%
GC
10
Guggenheim Capital
Illinois
$254K +$254K +35,168 New
AG
11
Advisor Group
Arizona
$221K +$50.9K +7,023 +30%
GLA
12
Good Life Advisors
Pennsylvania
$201K +$245 +34 +0.1%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$163K – – –
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$159K +$78.5K +10,850 +98%
FAAS
15
First Allied Advisory Services
California
$142K +$4.3K +601 +3%
RJA
16
Raymond James & Associates
Florida
$102K +$10.8K +1,500 +12%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$95K +$95K +13,140 New
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$87K +$87K +12,010 New
UBS Group
19
UBS Group
Switzerland
$65K +$30.7K +4,223 +89%
Creative Planning
20
Creative Planning
Kansas
$52K +$52K +7,150 New
Bank of America
21
Bank of America
North Carolina
$40K -$36.5K -5,057 -48%
NA
22
NewEdge Advisors
Louisiana
$21.5K +$21.5K +3,000 New
WAM
23
Wolverine Asset Management
Illinois
$17K -$23.9K -3,416 -58%
TRCT
24
Tower Research Capital (TRC)
New York
$2K +$2K +339 New
TC
25
TFS Capital
Pennsylvania
– -$111K -14,857 Closed