Ameriprise’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

Ameriprise’s Portfolio FGB Stock Details FGB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-34,546	Closed	-$237K	–	3662
2017 Q3	$237K	Sell	34,546 -3,702	-10%	-$26K	﹤0.01%	3460
2017 Q2	$277K	Sell	38,248 -6,696	-15%	-$49.4K	﹤0.01%	3449
2017 Q1	$334K	Sell	44,944 -247	-0.5%	-$1.86K	﹤0.01%	3309
2016 Q4	$328K	Buy	45,191 +970	+2%	+$6.78K	﹤0.01%	3454
2016 Q3	$307K	Buy	44,221 +26,777	+154%	+$182K	﹤0.01%	3391
2016 Q2	$107K	Buy	17,444 +5,000	+40%	+$30.5K	﹤0.01%	3624
2016 Q1	$77K	Buy	+12,444	New	+$67.1K	﹤0.01%	3640
2014 Q4	–	Sell	-2,883	Closed	-$24K	–	3949
2014 Q3	$24K	Hold	2,883	–	–	﹤0.01%	4393
2014 Q2	$23K	Buy	+2,883	New	+$22.1K	﹤0.01%	4265

Other funds holding FGB

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ameriprise's FGB Position: Q4 2017 in Review

Ameriprise sold out of First Trust Specialty Finance and Financial Opportunities Fund (FGB) in Q4 2017, closing a stake of 34,546 shares — an estimated $237K sold.

Ameriprise first reported a position in FGB in Q2 2014 and held it in 9 quarters. The position peaked at $334K in Q1 2017. 24 funds tracked by Wall St. Rank hold FGB as of Q4 2017.

Ameriprise reported no remaining First Trust Specialty Finance and Financial Opportunities Fund position as of Q4 2017 after selling out during the quarter.
Ameriprise sold 34,546 First Trust Specialty Finance and Financial Opportunities Fund shares in Q4 2017, an estimated $237K.
Ameriprise first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q2 2014 and held it in 9 quarters.
Ameriprise's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $334K in Q1 2017.
24 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q4 2017.

Based on Ameriprise's 13F filing for Q4 2017, filed 12 Feb 2018.