FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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24 hedge funds and large institutions have $9.04M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2017 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 5 closing their positions.

Holders
24
Holders Change
+1
Holders Change %
+4.35%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
1
Cetera Advisors
Colorado
$821K
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$875K
3
WAM
3
Wolverine Asset Management
Illinois
$727K
4
SFC
4
SYM Financial Corp
Indiana
$258K
5
Morgan Stanley
5
Morgan Stanley
New York
$272K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$1.89M
2
IH
2
IFC Holdings
Florida
$0
3
LCM
3
Laurion Capital Management
New York
$0
4
Ameriprise
4
Ameriprise
Minnesota
$0
5
FHA
5
Flagship Harbor Advisors
Massachusetts
$1.18M
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$1.89M 308,039 -350,885 -53%
FHA
2
Flagship Harbor Advisors
Massachusetts
$1.18M 188,215 -27,280 -13%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$875K 142,469 +119,982 +534%
CA
4
Cetera Advisors
Colorado
$821K 133,463 +133,463 New
WAM
5
Wolverine Asset Management
Illinois
$727K 118,464 +85,849 +263%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$571K 92,954 -2,426 -3%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$454K 73,956 +2,574 +4%
GC
8
Guggenheim Capital
Illinois
$423K 68,883 -3,668 -5%
LPL Financial
9
LPL Financial
California
$297K 48,337 +12,362 +34%
Morgan Stanley
10
Morgan Stanley
New York
$272K 44,273 +25,141 +131%
SFC
11
SYM Financial Corp
Indiana
$258K 42,000 +42,000 New
RJA
12
Raymond James & Associates
Florida
$240K 39,110 +23,502 +151%
DA
13
Doliver Advisors
Texas
$187K 30,500 -19,836 -39%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$186K 30,282 +5,007 +20%
GLA
15
Good Life Advisors
Pennsylvania
$185K 29,366 +42 +0.1%
AG
16
Advisor Group
Arizona
$180K 29,343 -254 -0.9%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$113K 18,448 +3,233 +21%
Citadel Advisors
18
Citadel Advisors
Florida
$76K 12,299 +12,299 New
UBS Group
19
UBS Group
Switzerland
$54K 8,821 +3,859 +78%
Bank of America
20
Bank of America
North Carolina
$17K 2,745 -4,879 -64%
APA
21
American Portfolios Advisors
New York
$12.9K 2,104 +2,104 New
AIM
22
Advantage Investment Management
Iowa
$6K 948 +792 +508%
ASN
23
Advisory Services Network
Georgia
$6K 1,000 +1,000 New
BFEC
24
Benjamin F. Edwards & Company
Missouri
$3K 500 +500 New
IH
25
IFC Holdings
Florida
– – -175,047 Closed
1
2