FGB

First Trust Specialty Finance and Financial Opportunities Fund

Delisted

FGB was delisted on the 27th of June, 2025.

18 hedge funds and large institutions have $5.83M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
18
Holders Change
-3
Holders Change %
-14.29%
% of All Funds
0.37%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
6
Reduced
8
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$1.74M -$36.6K -11,215 -2%
FHA
2
Flagship Harbor Advisors
Massachusetts
$716K -$3.84K -1,180 -0.5%
Osaic Holdings
3
Osaic Holdings
Arizona
$700K -$88.1K -26,977 -11%
QCIG
4
Quad-Cities Investment Group
Iowa
$505K -$90.3K -27,704 -15%
CA
5
Cetera Advisors
Colorado
$379K -$16.3K -5,000 -4%
Morgan Stanley
6
Morgan Stanley
New York
$319K -$113K -34,648 -26%
Wells Fargo
7
Wells Fargo
California
$306K +$11.6K +3,551 +4%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$303K -$2.83K -868 -0.9%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$272K +$115K +35,329 +73%
GLA
10
Good Life Advisors
Pennsylvania
$169K +$2.18K +674 +1%
SFC
11
SYM Financial Corp
Indiana
$148K +$5.39K +1,652 +4%
LPL Financial
12
LPL Financial
California
$143K +$9.92K +3,050 +7%
Stifel Financial
13
Stifel Financial
Missouri
$83K +$7.52K +2,313 +10%
CFD
14
Creative Financial Designs
Indiana
$27K +$27K +8,400 New
UBS Group
15
UBS Group
Switzerland
$10K -$31.4K -9,876 -76%
Bank of America
16
Bank of America
North Carolina
$5K +$5K +1,500 New
PAG
17
Private Advisor Group
New Jersey
$2K +$2K +725 New
APA
18
American Portfolios Advisors
New York
$1.97K
LCM
19
Landscape Capital Management
New Jersey
-$179K -86,563 Closed
Baird Financial Group
20
Baird Financial Group
Wisconsin
-$44K -21,358 Closed
Goldman Sachs
21
Goldman Sachs
New York
-$35K -17,053 Closed
MA
22
Mutual Advisors
Nebraska
-$28K -13,286 Closed
ASN
23
Advisory Services Network
Georgia
-$2K -1,000 Closed
WAP
24
Wealthcare Advisory Partners
Pennsylvania
-$2K -732 Closed