FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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19 hedge funds and large institutions have $11.2M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2017 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
19
Holders Change
+1
Holders Change %
+5.56%
% of All Funds
0.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
7
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DA
Doliver Advisors
Texas
+$415K
2
TC
TFS Capital
Pennsylvania
+$111K
3
FHA
Flagship Harbor Advisors
Massachusetts
+$82.9K
4
WAM
Wolverine Asset Management
Illinois
+$43K
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$19.9K

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$400K
2
ACP
Aveo Capital Partners
Colorado
-$318K
3
AG
Advisor Group
Arizona
-$108K
4
Bank of New York Mellon
Bank of New York Mellon
New York
-$85K
5
Baird Financial Group
Baird Financial Group
Wisconsin
-$63.7K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$4.99M -$400K -53,805 -7%
FHA
2
Flagship Harbor Advisors
Massachusetts
$1.36M +$82.9K +11,250 +6%
IH
3
IFC Holdings
Florida
$1.23M -$27.9K -3,750 -2%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$699K +$729 +98 +0.1%
Baird Financial Group
5
Baird Financial Group
Wisconsin
$525K -$63.7K -8,556 -11%
DA
6
Doliver Advisors
Texas
$415K +$415K +55,803 New
LPL Financial
7
LPL Financial
California
$399K -$21K -2,830 -5%
Ameriprise
8
Ameriprise
Minnesota
$334K -$1.84K -247 -0.5%
GLA
9
Good Life Advisors
Pennsylvania
$206K +$222 +30 +0.1%
AG
10
Advisor Group
Arizona
$175K -$108K -14,500 -38%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$167K +$19.9K +2,676 +14%
FAAS
12
First Allied Advisory Services
California
$143K -$36.8K -4,954 -20%
TC
13
TFS Capital
Pennsylvania
$111K +$111K +14,857 New
Morgan Stanley
14
Morgan Stanley
New York
$102K -$36.9K -4,995 -27%
RJA
15
Raymond James & Associates
Florida
$94K +$5.23K +701 +6%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$83K +$10.8K +1,450 +15%
Bank of America
17
Bank of America
North Carolina
$79K +$6.86K +920 +10%
WAM
18
Wolverine Asset Management
Illinois
$43K +$43K +5,848 New
UBS Group
19
UBS Group
Switzerland
$35K -$2.49K -336 -7%
ACP
20
Aveo Capital Partners
Colorado
– -$318K -44,982 Closed
Bank of New York Mellon
21
Bank of New York Mellon
New York
– -$85K -12,000 Closed