RJFSA
FGB

Raymond James Financial Services Advisors’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

Raymond James Financial Services Advisors’s Portfolio FGB Stock Details FGB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2024
Q3 		$417K Sell
102,533
-9,857
-9% -$39K ﹤0.01% 2742
2024
Q2 		$437K Sell
112,390
-3,312
-3% -$12.5K ﹤0.01% 2634
2024
Q1 		$436K Sell
115,702
-26,547
-19% -$95.7K ﹤0.01% 2615
2023
Q4 		$509K Sell
142,249
-32,605
-19% -$107K ﹤0.01% 2399
2023
Q3 		$589K Sell
174,854
-12,494
-7% -$41.9K ﹤0.01% 2228
2023
Q2 		$611K Sell
187,348
-1,272
-0.7% -$3.86K ﹤0.01% 2228
2023
Q1 		$592K Sell
188,620
-4,926
-3% -$15.9K ﹤0.01% 2231
2022
Q4 		$592K Sell
193,546
-99,733
-34% -$317K ﹤0.01% 2171
2022
Q3 		$839K Sell
293,279
-4,623
-2% -$15.7K ﹤0.01% 1923
2022
Q2 		$950K Sell
297,902
-10,599
-3% -$39.1K ﹤0.01% 1871
2022
Q1 		$1.29M Sell
308,501
-18,274
-6% -$73.9K ﹤0.01% 1775
2021
Q4 		$1.34M Sell
326,775
-19,261
-6% -$79K ﹤0.01% 1784
2021
Q3 		$1.38M Sell
346,036
-50,727
-13% -$208K ﹤0.01% 1732
2021
Q2 		$1.6M Buy
396,763
+41,356
+12% +$172K ﹤0.01% 1631
2021
Q1 		$1.42M Sell
355,407
-17,753
-5% -$64.6K ﹤0.01% 1607
2020
Q4 		$1.16M Sell
373,160
-137,420
-27% -$399K ﹤0.01% 1615
2020
Q3 		$1.17M Sell
510,580
-24,387
-5% -$69.3K ﹤0.01% 1461
2020
Q2 		$1.74M Sell
534,967
-11,215
-2% -$35.3K 0.01% 1172
2020
Q1 		$1.13M Buy
546,182
+4,820
+0.9% +$24.7K ﹤0.01% 1132
2019
Q4 		$3.24M Buy
541,362
+35,193
+7% +$214K 0.01% 922
2019
Q3 		$3.14M Buy
506,169
+17,001
+3% +$105K 0.01% 878
2019
Q2 		$3.04M Buy
489,168
+17,719
+4% +$110K 0.01% 891
2019
Q1 		$2.9M Buy
471,449
+95,040
+25% +$572K 0.01% 888
2018
Q4 		$1.96M Buy
376,409
+11,964
+3% +$71.6K 0.01% 910
2018
Q3 		$2.31M Buy
364,445
+22,701
+7% +$143K 0.01% 997
2018
Q2 		$2.05M Buy
341,744
+57,685
+20% +$352K 0.01% 1009
2018
Q1 		$1.71M Buy
284,059
+141,590
+99% +$870K 0.01% 1009
2017
Q4 		$875K Buy
142,469
+119,982
+534% +$785K 0.01% 1382
2017
Q3 		$154K Hold
22,487
– – ﹤0.01% 2339
2017
Q2 		$163K Hold
22,487
– – ﹤0.01% 2277
2017
Q1 		$167K Buy
22,487
+2,676
+14% +$20.1K ﹤0.01% 2186
2016
Q4 		$140K Sell
19,811
-1,256
-6% -$8.78K ﹤0.01% 2141
2016
Q3 		$146K Hold
21,067
– – ﹤0.01% 2103
2016
Q2 		$129K Sell
21,067
-1,150
-5% -$7.02K ﹤0.01% 2076
2016
Q1 		$137K Buy
+22,217
New +$120K ﹤0.01% 1856
2015
Q4 		– Sell
-39,075
Closed -$229K – 1598
2015
Q3 		$229K Buy
+39,075
New +$242K ﹤0.01% 1319

Other funds holding FGB

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 12.96% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
AGM
Alpine Global Management New York $668M AUM 20.22% 1-Year Est. Return
CPRC
Consolidated Portfolio Review Corp Woodbury, New York $1.2B AUM 13.59% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Raymond James Financial Services Advisors's FGB Position: Q3 2024 in Review

Raymond James Financial Services Advisors reduced its First Trust Specialty Finance and Financial Opportunities Fund (FGB) stake by 8.8% in Q3 2024, selling an estimated $39K and leaving 102,533 shares worth $417K. The position accounts for ﹤0.01% of the portfolio, ranked #2742.

Raymond James Financial Services Advisors first reported a position in FGB in Q3 2015 and has held it in 36 quarters since. The position peaked at $3.24M in Q4 2019. 38 funds tracked by Wall St. Rank hold FGB as of Q3 2024.

  • Raymond James Financial Services Advisors held 102,533 shares of First Trust Specialty Finance and Financial Opportunities Fund worth $417K as of Q3 2024.
  • Raymond James Financial Services Advisors sold 9,857 First Trust Specialty Finance and Financial Opportunities Fund shares in Q3 2024, an estimated $39K.
  • First Trust Specialty Finance and Financial Opportunities Fund made up ﹤0.01% of Raymond James Financial Services Advisors's portfolio in Q3 2024, its #2742 holding.
  • Raymond James Financial Services Advisors first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q3 2015 and has held it in 36 quarters since.
  • Raymond James Financial Services Advisors's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $3.24M in Q4 2019.
  • 38 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q3 2024.

Based on Raymond James Financial Services Advisors's 13F filing for Q3 2024, filed 18 Oct 2024.