Raymond James & Associates’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

Raymond James & Associates’s Portfolio FGB Stock Details FGB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-14,155	Closed	-$44K	–	4030
2020 Q4	$44K	Buy	+14,155	New	+$41.1K	﹤0.01%	3634
2018 Q2	–	Sell	-11,608	Closed	-$70K	–	3615
2018 Q1	$70K	Sell	11,608 -27,502	-70%	-$169K	﹤0.01%	3302
2017 Q4	$240K	Buy	39,110 +23,502	+151%	+$154K	﹤0.01%	2953
2017 Q3	$107K	Buy	15,608 +1,500	+11%	+$10.5K	﹤0.01%	3171
2017 Q2	$102K	Buy	14,108 +1,500	+12%	+$11.1K	﹤0.01%	3113
2017 Q1	$94K	Buy	12,608 +701	+6%	+$5.27K	﹤0.01%	3077
2016 Q4	$84K	Hold	11,907	–	–	﹤0.01%	3053
2016 Q3	$83K	Buy	+11,907	New	+$80.9K	﹤0.01%	3029

Other funds holding FGB

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Raymond James & Associates's FGB Position: Q1 2021 in Review

Raymond James & Associates sold out of First Trust Specialty Finance and Financial Opportunities Fund (FGB) in Q1 2021, closing a stake of 14,155 shares — an estimated $44K sold.

Raymond James & Associates first reported a position in FGB in Q3 2016 and held it in 8 quarters. The position peaked at $240K in Q4 2017. 27 funds tracked by Wall St. Rank hold FGB as of Q1 2021.

Raymond James & Associates reported no remaining First Trust Specialty Finance and Financial Opportunities Fund position as of Q1 2021 after selling out during the quarter.
Raymond James & Associates sold 14,155 First Trust Specialty Finance and Financial Opportunities Fund shares in Q1 2021, an estimated $44K.
Raymond James & Associates first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q3 2016 and held it in 8 quarters.
Raymond James & Associates's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $240K in Q4 2017.
27 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q1 2021.

Based on Raymond James & Associates's 13F filing for Q1 2021, filed 14 May 2021.