Citigroup’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

Citigroup’s Portfolio FGB Stock Details FGB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-14,735	Closed	-$90K	–	7094
2016 Q2	$90K	Buy	14,735 +14,697	+38,676%	+$89.7K	﹤0.01%	5156
2016 Q1	$0	Sell	38 -29,998	-100%	-$162K	﹤0.01%	7529
2015 Q4	$168K	Buy	+30,036	New	+$183K	﹤0.01%	4906
2015 Q3	–	Sell	-47	Closed	–	–	7470
2015 Q2	$0	Buy	+47	New	+$340	﹤0.01%	7584
2015 Q1	–	Sell	-524	Closed	-$4K	–	7257
2014 Q4	$4K	Buy	+524	New	+$4.2K	﹤0.01%	6726
2014 Q3	–	Sell	-11	Closed	–	–	7126
2014 Q2	$0	Sell	11 -3,875	-100%	-$29.7K	﹤0.01%	7174
2014 Q1	$30K	Buy	+3,886	New	+$30.7K	﹤0.01%	5798
2013 Q3	–	Sell	-50	Closed	–	–	6845
2013 Q2	$0	Buy	+50	New	+$422	﹤0.01%	6757

Other funds holding FGB

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citigroup's FGB Position: Q3 2016 in Review

Citigroup sold out of First Trust Specialty Finance and Financial Opportunities Fund (FGB) in Q3 2016, closing a stake of 14,735 shares — an estimated $90K sold.

Citigroup first reported a position in FGB in Q2 2013 and held it in 8 quarters. The position peaked at $168K in Q4 2015. 17 funds tracked by Wall St. Rank hold FGB as of Q3 2016.

Citigroup reported no remaining First Trust Specialty Finance and Financial Opportunities Fund position as of Q3 2016 after selling out during the quarter.
Citigroup sold 14,735 First Trust Specialty Finance and Financial Opportunities Fund shares in Q3 2016, an estimated $90K.
Citigroup first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q2 2013 and held it in 8 quarters.
Citigroup's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $168K in Q4 2015.
17 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q3 2016.

Based on Citigroup's 13F filing for Q3 2016, filed 10 Nov 2016.